RFC 4725

ENUM Validation Architecture

๐Ÿ“… published November 2006, from ietf

RFC 4725: ENUM Validation Architecture (Part 1 of 3) โœจ

Network Working Group ๐ŸŽ€ Request for Comments: 4725 ๐Ÿฆ‹ Category: Informational ๐Ÿ’… Authors: A. Mayrhofer (enum.at) and B. Hoeneisen (Switch) ๐ŸŒธ Date: November 2006 โญ This header doesn't list anything it obsoletes or updates, so this one stands on its own ๐Ÿซถ

Status of This Memo ๐Ÿ“œ

okay so this memo is just giving info to the Internet community ๐Ÿ’œ It does not specify an Internet standard of any kind, and distribution of it is unlimited ๐ŸŒˆ

Copyright (C) The IETF Trust (2006). ๐Ÿ’–

Abstract ๐Ÿงš

An ENUM domain name is tightly coupled with the underlying E.164 number ๐Ÿ”— Checking whether the Registrant of an ENUM domain name is the same entity as the Assignee of the matching E.164 number is commonly called "validation" โœ… This document describes validation requirements and a high-level architecture for an ENUM validation infrastructure ๐Ÿ’…โœจ

Table of Contents ๐Ÿ“š

1. Introduction ....................................................3
2. Requirements ....................................................3
3. ENUM Provisioning Model and Roles ...............................4
   3.1. Number Assignment Entity (NAE) .............................5
   3.2. Assignee ...................................................7
   3.3. Registrant .................................................7
   3.4. Validation Entity (VE) .....................................7
   3.5. Registry ...................................................8
   3.6. Registrar ..................................................8
   3.7. Domain Name System Service Provider (DNS-SP) ...............8
   3.8. Application Service Provider (ASP) .........................8
4. Validation Process Assumptions ..................................9
   4.1. Workflow ...................................................9
   4.2. Trust Relations ...........................................10
   4.3. Data Flow and Format ......................................11
5. Example Scenarios ..............................................11
   5.1. E.164 Number Assignment along with ENUM Registration ......11
   5.2. Fully Disjoint Roles ......................................13
6. Security Considerations ........................................14
   6.1. Fraud Prevention ..........................................14
   6.2. Assignee Data .............................................14
7. Acknowledgements ...............................................15
8. References .....................................................15
   8.1. Normative References ......................................15
   8.2. Informative References ....................................15

1. Introduction ๐ŸŒท

okay bestie, so E.164 Number Mapping (ENUM) [1] uses the Domain Name System (DNS) [4] to go from E.164 numbers [2] to Uniform Resource Identifiers (URIs) [3] ๐Ÿ“žโžก๏ธ๐Ÿ”— The way E.164 numbers get mapped to domain names is explained further in RFC 3761 [1] ๐Ÿ’…

"Ordinary" domain names are usually handed out first-come-first-served, and the registration data is the whole story for who owns them ๐Ÿ™ƒ ENUM domain names are different though! They're linked to E.164 numbers, so they're intrinsically tied to the status and the "Assignee" (defined in Section 3.2) of the matching E.164 number ๐Ÿซถ it's giving main character energy for the number ๐Ÿ“ฑโœจ

2. Requirements ๐Ÿ’–

Keeping the integrity between ENUM and E.164 is one of the biggest concerns in ENUM implementations ๐Ÿ”ฅ This is often why "trials" happen before commercial rollouts ๐Ÿงช

so to keep this relationship between E.164 numbers and ENUM domain names healthy, registration processes must make sure these requirements are fulfilled for the entire lifetime of an ENUM delegation ๐Ÿ‘‘

  • The ENUM domain name corresponds either to an assigned E.164 number, or to a respective E.164 number that gets assigned during the registration process itself. ๐ŸŒธ
  • The corresponding E.164 number is within a number range approved to be used with ENUM. ๐Ÿฆ‹
  • The registration of the ENUM domain name is authorized by the Assignee of the corresponding E.164 number. In other words, the entity asking for the registration is either the Assignee of that E.164 number itself, or an entity authorized to request registration on behalf of said Assignee. ๐Ÿซถ
  • The "Registrant" (see Section 3.3) of the ENUM domain is identical to the Assignee of the corresponding E.164 number. ๐Ÿ’…

Checking these requirements during registration is commonly called "initial validation" ๐Ÿ“ But that's only a one-time check! Provisions must be made so that ENUM domain name delegations get revoked when the above requirements are no longer met ๐Ÿšซ In other words, the state of the ENUM domain name must track any change in state and ownership of the corresponding E.164 number, no cap ๐Ÿ”„ The regular process of checking that the above requirements are still satisfied is commonly called "recurring validation" or "revalidation" ๐Ÿ”

โš ๏ธ The above requirements are usually part of the local registration policy issued by the authorities in charge of ENUM administration. So the rules can come from whoever runs ENUM locally ๐Ÿ“œ

3. ENUM Provisioning Model and Roles ๐Ÿงšโ€โ™€๏ธ

The requirements above lead to a new role in the provisioning model: an entity doing validation-related tasks, called the Validation Entity (VE) ๐Ÿ’œ A typical ENUM provisioning model (the one this document is based on) is shown in Figure 1 ๐Ÿ‘‡

                        +----------+
                       .| Registry |- -- -- -- -- -- --
                     .  +----------+                   |
                   .          |
                 .            |                        | Trust
         DNS Delegation       |                          Relation
             .                | Registration           |
           .                  |
         .                    |                        |
+--------+              +-----------+                +----+
| DNS-SP |-- -- -- -- --| Registrar |----------------| VE |
+--------+ Nameservers  +-----------+   Validation   +----+
    :                         |                     /  |
    :                         |                  E.164 Number
    :                         | ENUM             Assignment
    : NAPTR                   | Management     _ Verification
    :                         |             /          |
    :                         |          _
    :                         |      /                 |
 +-----+  ENUM enabled  +------------+ E.164 Number +-----+
 | ASP |- -- -- -- -- --| Assignee = |-- -- -- -- --| NAE |
 +-----+    Service     | Registrant |  Assignment  +-----+
                        +------------+

      Legend:

      ASP:    Application Service Provider
      DNS-SP: Domain Name System Service Provider
      NAE:    Number Assignment Entity
      VE:     Validation Entity

                        Figure 1: ENUM Model

These roles get explained more below ๐Ÿ‘€ Heads up that one entity can play more than one of these roles at the same time! For example, the Registrar, the DNS-SP, and the ASP roles could all be run by one single company ๐Ÿขโœจ

3.1. Number Assignment Entity (NAE) ๐Ÿ“ฑ

A Number Assignment Entity (NAE) hands out E.164 numbers to end-users ๐Ÿ“ฒ Often, but not always, the Communication Service Provider (CSP) of the end-user (the Assignee) is the one acting as NAE ๐Ÿ’… There are two main variants for E.164 number assignments:

  1. Indirect assignment: The National Number Plan Administrator (NNPA) assigns ranges of E.164 numbers to CSPs. Out of those ranges, the CSPs assign numbers (or number blocks) to their customers (end-users, Assignees). In this variant, the CSPs perform the role of the NAE ๐ŸŒˆ
  2. Direct assignment: In certain cases, an NNPA assigns E.164 numbers directly to Assignees (end-users), so the NNPA acts as NAE in this variant. This typically covers special purpose numbers, like premium rate ones ๐Ÿ’Ž

These two variants are shown in Figure 2 ๐Ÿฆ‹

+--------------------------------------------+
| International Telecommunication Union (ITU)|
+--------------------------------------------+
                    |
          Country codes (e.g., +44)
                    |
                    v
+-------------------------------------------+
| National Number Plan Administrator (NNPA) |------------+
+-------------------------------------------+            |
                    |                                    |
              Number Ranges                              |
        (e.g., +44 20 7946 xxxx)                         |
                    |                                    |
                    v                                    |
  +--------------------------------------+               |
  | Communication Service Provider (CSP) |               |
  +--------------------------------------+               |
                    |                                    |
                    |                              Single Numbers
          Either Single Numbers              (e.g., +44 909 8790879)
             or Number Blocks                       (Variant 2)
 (e.g., +44 20 7946 0999, +44 20 7946 07xx)              |
               (Variant 1)                               |
                    |                                    |
                    v                                    |
              +----------+                               |
              | Assignee |<------------------------------+
              +----------+

                 Figure 2: E.164 Number Assignment
๐Ÿ™ˆ Quick note: the numbers above are "drama" numbers, shown for illustrative purposes only. Assignment policies for similar "real" numbers in country code +44 may differ!

The Assignee (subscriber) data tied to an E.164 number is the primary source of number assignment information ๐Ÿ“‡ So the NAE usually holds the authoritative information needed to confirm the assignment ๐Ÿ‘‘

A CSP acting as NAE (indirect assignment) can therefore pretty easily assert the E.164 number assignment for its subscribers ๐Ÿ’… In some cases, these CSPs run databases with service information about their subscribers' numbers ๐Ÿ—‚๏ธ Typically, authorized entities like other CSPs are allowed to access these databases in real time, under contract, for the limited purposes of billing and validation (no marketing, data mining, or anything else) ๐Ÿ”’ These databases could be reused for ENUM validation purposes ๐ŸŒธ

Number portability transactions can lead to situations where the CSP that originally acted as NAE no longer has authoritative assignment information about the ported numbers ๐Ÿ˜ญ Whether the old and/or the new CSP acts as NAE for ported numbers depends on local policy ๐Ÿ“

Still, it's unlikely that all CSPs acting as NAEs will take part in ENUM validation ๐Ÿฅฒ

3.2. Assignee ๐ŸŽ€

The person or organization that a NAE assigns an E.164 number to is called the Assignee of that number ๐Ÿ’œ For the scope of this document, the terms Assignee, subscriber, and number-holder are used equivalently ๐Ÿซถ

The Assignee has the "right to use" on the assigned E.164 number โœจ

3.3. Registrant

okay so the ENUM Registrant is the end-user ๐Ÿ’–, the person or organization who is the "holder" of the ENUM domain name ๐ŸŽ€

the Registrant usually has control over their ENUM domain name(s) and its DNS zone content โœจ like, it's their domain, bestie ๐Ÿซถ

3.4. Validation Entity (VE)

the Validation Entity (VE) is the one checking whether the Registrant of an ENUM domain name is identical to the Assignee of the matching E.164 number ๐Ÿ”๐Ÿ’…

often it also verifies that the entity asking for the ENUM domain name registration is either the Assignee of that E.164 number itself, or an entity that's authorized to request registration on the Assignee's behalf ๐Ÿฆ‹

this role can be played by several parties and isn't necessarily limited to a single entity, so it's giving teamwork ๐Ÿ‘‘

the actual validation methods can vary depending on, e.g., the particular party, available data sources, the Assignee's choice, and regulatory requirements ๐ŸŒˆ validation methods are out of scope of this document, so we're not going there today ๐Ÿ™ˆ

3.5. Registry

the ENUM Registry operates the master database of ENUM domain delegations and runs the authoritative nameservers for the relevant zone under e164.arpa ๐Ÿ›๏ธโœจ there MUST always be a single authoritative ENUM Registry for a specific zone ๐Ÿ”ฅ

3.6. Registrar

an ENUM Registrar performs ENUM domain delegations on behalf of a Registrant by interacting with the Registry, typically through a protocol like Extensible Provisioning Protocol (EPP) [5] ๐Ÿ“จ this role is super similar to what Registrars do in the "ordinary" domain name registration world ๐ŸŒธ

the Registrar may well not be the same entity as the CSP of the Registrant ๐Ÿคทโ€โ™€๏ธ so a Registrar may lack authoritative number-assignment information ๐Ÿ’€ if the Registrar and the CSP are the same entity (or has a source of authoritative data), the Registrar could perform the role of the VE itself ๐Ÿงš

but in any case, a Registrar MUST ensure a proper validation through a VE prior to the registration of an ENUM domain name ๐Ÿšจ๐Ÿซถ

3.7. Domain Name System Service Provider (DNS-SP)

the Domain Name System Service Provider (DNS-SP) operates the nameservers for the ENUM DNS zones, which contain the ENUM Naming Authority Pointer (NAPTR) Resource Record (RR) entries [1] ๐Ÿ“

in most cases, the Registry delegates the ENUM DNS zones to the nameservers at the DNS-SP ๐Ÿ’œ

the DNS-SP is usually not involved in the validation process ๐Ÿ˜Œ

3.8. Application Service Provider (ASP)

the Application Service Provider (ASP) operates a service for the Registrant โœจ this service could be an IP telephony service, whereby the service provider populates the ENUM zone for its customers so that others can discover that customer's URI ๐Ÿ“ž๐Ÿฆ‹

usually, the ASP is not involved in the validation process ๐Ÿ’…

4. Validation Process Assumptions ๐ŸŽ€

4.1. Workflow

the prototypical initial validation workflow using the above roles and definitions goes like this ๐Ÿง  it has the following steps:

  1. A potential Registrant approaches a Registrar, and orders an ENUM domain name ๐Ÿ›๏ธ
  2. The Registrar chooses a cooperating Validation Entity, and requests an initial validation for the ENUM domain name ordered ๐Ÿค
  3. The Validation Entity performs the actual validation, which could require interaction with the Assignee/Registrant ๐Ÿ”Ž
  4. The Validation Entity indicates the result of the initial validation to the Registrar ๐Ÿ“ฌ
  5. If the validation process was successful, the Registrar provisions the ENUM domain name with the Registry ๐ŸŽ‰ depending on the local Registry policy, validation-related information may be provided to the Registry along with this registration ๐ŸŒท

in most cases, local policy mandates expiration dates to be imposed on successful validations โฐ if the ENUM delegation is to be kept beyond this expiration date, recurring validation MUST be performed ๐Ÿ” a typical revalidation workflow involves the following steps:

  1. In good time before the current validation expires, the Registrar requests the Validation Entity to revalidate the domain name in question โณ
  2. The Validation Entity verifies if the delegation requirements are still met ๐Ÿ•ต๏ธโ€โ™€๏ธ it may use information acquired during the initial validation or associated to the registration data ๐Ÿ“‚
  3. The Validation Entity indicates the result of the recurring validation to the Registrar ๐Ÿ“ค
  4. In case the revalidation has been successful, the domain delegation may persist ๐Ÿฅณ local Registry policy may require updating domain name registration data, especially in case the Registry keeps validation-related expiry information ๐Ÿ—‚๏ธ
  5. In case the revalidation has failed, the ENUM domain delegation MUST be suspended, either by explicit interaction with the Registry or -- if the Registry keeps validation-related information -- automatically when the current validation expires ๐Ÿšซ local policy may grant a grace period on the expiration date ๐Ÿ•Š๏ธ

this workflow ensures the integrity between the E.164 and ENUM namespaces ๐Ÿ’œ ENUM domain delegations that fail to meet the validation requirements are suspended from the DNS ๐Ÿ™…โ€โ™€๏ธ

4.2. Trust Relations

the above validation workflow implies the following trust relations ๐Ÿซฃ

  • The Registry trusts the Validation Entities to enforce the local validation policy ๐Ÿค
  • The Registrars trust the Validation Entities to properly perform validation based on the Registrar's request ๐Ÿ’–
  • Depending on the amount of validation data provided to the Registry, additional trust relations may be necessary ๐Ÿง three cases can be differentiated:
    • The Registry receives no validation-related data: The Registry needs to trust the Registrar that validation has been performed, and the result was positive ๐Ÿ™ in addition, the Registry needs to trust the Registrar that it will properly remove delegations for which revalidation fails ๐Ÿ—‘๏ธ
    • The Registry receives validation-related data including expiry date, but there are no means of checking its authenticity: The Registry needs to trust the Registrar that the validation data provided is authentic ๐Ÿซ 
    • The Registry receives validation-related data including expiry date and means to verify its authenticity (e.g., a cryptographic signature issued by the VE): No additional trust relations are necessary ๐Ÿ™Œโœจ

4.3. Data Flow and Format

the validation process requires the following regular data flows (Note: data flows not directly related to validation are out of scope of this document ๐Ÿ™ˆ):

  • Registrars communicate with Validation Entities to initiate, modify, or cancel validation requests ๐Ÿ“ก Validation Entities act upon validation requests and provide validation results to Registrars ๐Ÿ“ฆ since Registrars could potentially communicate with several Validation Entities, and Validation Entities could provide services to several Registrars (worst case: full mesh), a standardized protocol and data format SHOULD be used in this data flow ๐Ÿ•ธ๏ธ
  • If the local Registry policy mandates that validation-related information is to be stored along with delegation records, a validation-related data flow between Registry and Registrar is required ๐Ÿ”— since the registration itself already requires communication between those entities, validation-related information in a standardized data format SHOULD be embedded into the existing Registry-Registrar protocol data flow ๐Ÿงฉ
  • Validation Entities may need to communicate with Assignees to perform validation ๐Ÿ’ฌ a Validation Entity MAY choose to perform all communication with the Assignee via the requesting Registrar rather than contacting the Assignee by itself ๐Ÿ“ฎ since the actual communication form and process are expected to greatly vary, it does not make sense to specify any data formats or processes for this purpose ๐Ÿคทโ€โ™€๏ธ

5. Example Scenarios ๐ŸŒˆ

5.1. E.164 Number Assignment along with ENUM Registration

in this simple scenario, we assume that the roles of the Registrar, the VE, and the NAE are performed by the same entity, e.g., an Internet Telephony Service Provider (ITSP) ๐Ÿ“ž this ITSP is a CSP that was assigned number ranges by the NNPA ๐Ÿ—บ๏ธ out of these ranges, he assigns numbers to his customers (Assignees) to provide those with communication services ๐Ÿ’œ the ITSP chooses to assign an E.164 number together with the corresponding ENUM domain name ๐ŸŽ€ therefore, it can perform the validation simply by reference to its subscriber database ๐Ÿงพ

figure 3 shows the external interactions needed for the ENUM domain name provisioning process ๐Ÿ‘€

                   +----------+
                   | Registry |
                   +----------+
                        ^
                        |
                        |(3)
                        |
                +--------------------------------------+
                |                                      |
                |                    ITSP              |
                |  +-----------+              +----+   |
                |  | Registrar |              | VE |   |
                |  +-----------+      (2)     +----+   |
                |                                      |
                +--------------------------+           |
                        ^                  |           |
                        |                  |           |
                        |(1)               |           |
                        |                  |           |
                        |                  |           |
                  +------------+   (4)     |  +-----+  |
                  | Assignee = |<----------|  | NAE |  |
                  | Registrant |           |  +-----+  |
                  -------------            |           |
                                           +-----------+

                     Legend:

                     ITSP: Internet Telephony Service Provider
                     NAE:  Number Assignment Entity
                     VE:   Validation Entity

      Figure 3: E.164 Number Assignment along with ENUM Registration
  1. The ITSP receives an order for ENUM services ๐Ÿ›’
  2. The ITSP assigns a free E.164 number and performs the validation at the same time โšก
  3. The ITSP sends an ENUM registration request to the Registry, which might contain additional information about the validation applied ๐Ÿ“ค
  4. The ITSP sends a confirmation about the E.164 number assignment and the ENUM registration to its customer, who is now Assignee and Registrant ๐ŸŽŠ

this scenario is quite close to "ordinary" domain name registrations ๐Ÿ’…โœจ


Part 2 done, bestie! ๐ŸŒˆ๐Ÿ’– Part 3 is coming next, so stay tuned ๐Ÿฆ‹

5.2. Fully Disjoint Roles ๐Ÿ’…

okay bestie, this is the big boss version ๐Ÿซถ Every single role in the ENUM provisioning model is played by a different entity. In the last example (Section 5.1) things were way more cozy, but here the ENUM domain name is built on an E.164 number that's already been assigned, and the NAE gives the VE access to its subscriber database. We also assume the VE has to check that the Assignee really means it, so the validation process has to contact the Assignee too ๐Ÿ“žโœจ

Here's the whole flow in Figure 4 ๐Ÿฆ‹

                    +----------+
                    | Registry |
                    +----------+
                         ^
                         |
                         |(9)
                         |
                         |
                         |             (3)
                    +-----------+ ---------->+----+
                    | Registrar |<---------- | VE |
                    +-----------+   (8)    > +----+
                         ^                / /  ^  |
                         |               / /   |  |
                         |           (7)/ /    |  |
                         |(2)          / /     |  |
                         |            / /   (5)|  |
                         |           / /       |  |
                         |          / /        |  |
                         |         / /(6)      |  |
                         |        / /          |  |(4)
                         |       / /           |  |
                         |      / /            |  |
                   +------------+<             |  v
                   | Assignee = |            +-----+
                   | Registrant |<---------- | NAE |
                   +------------+    (1)     +-----+
                     Legend:

                     NAE:  Number Assignment Entity
                     VE:   Validation Entity

                      Figure 4: Fully Disjoint Roles

Here's the step-by-step, main character style ๐Ÿ‘‘

(1) The NAE assigns an E.164 number ๐Ÿ”ข This could have happened way back, like when the Assignee signed up for a regular phone service, long before anyone thought about ENUM ๐Ÿ•ฐ๏ธ

(2) The Assignee orders the matching ENUM domain name at a Registrar of his choice ๐Ÿ›’

(3) The Registrar asks an independent VE to validate it ๐Ÿ™‹โ€โ™€๏ธ

(4) The VE checks the NAE's subscriber database to confirm that the Assignee of the E.164 number is the same person as the Registrant of the ENUM domain name ๐Ÿ”

(5) The subscriber database says yes โœ… The result is positive!

(6) The VE calls back the E.164 number that's about to become the ENUM domain name, sets up authentication, and asks the Assignee to confirm they really want this ๐Ÿ“ฒ

(7) The Assignee confirms, and the VE writes that confirmation down ๐Ÿ“

(8) The VE sends a positive answer back to the Registrar ๐Ÿ’Œ The answer might include extra details about the validation, like an expiration date, the validation method used, and stuff like that ๐Ÿ—“๏ธ

(9) Last but not least, the Registrar sends an ENUM registration request to the Registry ๐ŸŽ‰ That request might come with extra info about the validation as well ๐Ÿงš


6. Security Considerations ๐Ÿ”ฅ

okay, this part is serious bestie, so no sipping drinks while reading ๐Ÿฅค๐Ÿšซ

6.1. Fraud Prevention

Any situation where someone controls the ENUM domain of a third party's E.164 number is a HUGE fraud risk ๐Ÿ˜ญ If an unauthorized person got control over a bank's ENUM domain, they could, for example, run a "man in the middle" attack on telephone banking apps ๐Ÿฆ๐Ÿ’€ Attacks like that could make people distrust ENUM as a whole, and that would be a total disaster.

So high-quality validation processes are super crucial for any ENUM deployment, and they deserve a LOT of attention ๐Ÿ‘€๐Ÿ›ก๏ธ

6.2. Assignee Data

When you're handling Assignee data, privacy and discretion are a must-think-about ๐Ÿ™ˆ Implementations that send assignee data across the Internet must use authenticated and encrypted transport protocols ๐Ÿ” Local registration and validation policies, along with agreements, should clearly limit how assignee data gets used ๐Ÿ“œ๐Ÿ’œ


7. Acknowledgements ๐Ÿซถ

The authors want to give a big thank-you to these wonderful people for their valuable suggestions and contributions ๐ŸŒธ: Lawrence Conroy, Michael Haberler, Ted Hardie, Otmar Lendl, Hala Mowafy, Marcel Parodi, Jon Peterson, Penn Pfautz, Patrik Schaefer, and Richard Stastny. Literally legends ๐Ÿ‘‘โœจ


8. References ๐Ÿ“š

8.1. Normative References

[1] Faltstrom, P. and M. Mealling, "The E.164 to Uniform Resource Identifiers (URI) Dynamic Delegation Discovery System (DDDS) Application (ENUM)", RFC 3761, April 2004.

[2] ITU-T, "The international public telecommunication numbering plan", Recommendation E.164 (02/05), Feb 2005.

8.2. Informative References

[3] Berners-Lee, T., Fielding, R., and L. Masinter, "Uniform Resource Identifier (URI): Generic Syntax", STD 66, RFC 3986, January 2005.

[4] Mockapetris, P., "Domain names - implementation and specification", STD 13, RFC 1035, November 1987.

[5] Hollenbeck, S., "Extensible Provisioning Protocol (EPP)", RFC 3730, March 2004.


Authors' Addresses ๐Ÿงš

   Alexander Mayrhofer
   enum.at GmbH
   Karlsplatz 1/9
   Wien  A-1010
   Austria

   Phone: +43 1 5056416 34
   EMail: alexander.mayrhofer@enum.at
   URI:   http://www.enum.at/


   Bernie Hoeneisen
   Switch
   Neumuehlequai 6
   CH-8001 Zuerich
   Switzerland

   Phone: +41 44 268 1515
   EMail: hoeneisen@switch.ch, b.hoeneisen@ieee.org
   URI:   http://www.switch.ch/

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