RFC 2271

An Architecture for Describing SNMP Management Frameworks

๐Ÿ“… published January 1998, from ietf

RFC 2271 โœจ An Architecture for Describing SNMP Management Frameworks

okay bestie, this one is RFC 2271 ๐Ÿฆ‹ It's from the Network Working Group and was written by D. Harrington (Cabletron Systems, Inc.), R. Presuhn (BMC Software, Inc.), and B. Wijnen (IBM T. J. Watson Research). It's dated January 1998 and its category is Standards Track ๐ŸŽ€

It obsoletes RFC 2261, so that's the older version it replaces. The header doesn't list any RFC it updates.

Status of this Memo

so this part is the official status stuff ๐Ÿ’… This document specifies an Internet standards track protocol for the Internet community, and it asks for discussion and suggestions for improvements. For the standardization state and status of this protocol, check the current edition of the "Internet Official Protocol Standards" (STD 1). Distribution of this memo is unlimited ๐ŸŒธ

Copyright (C) The Internet Society (1998). All Rights Reserved. ๐Ÿ”’

IANA Note

ok so there was a clerical error in how the snmpModules got assigned in the earlier memo ๐Ÿ™ˆ This RFC gives the corrected number assignment for this protocol, and it obsoletes RFC 2261. Iconic recovery arc ngl ๐Ÿ“

Abstract

this doc describes an architecture for describing SNMP Management Frameworks โœจ It's designed to be modular so SNMP protocol standards can evolve over time ๐Ÿงš The major pieces are an SNMP engine that contains a Message Processing Subsystem, a Security Subsystem, and an Access Control Subsystem. There can also be multiple SNMP applications that do specific functional processing of management data. It's giving well-organized ๐Ÿ‘‘

Table of Contents

   1. Introduction ................................................    3
   1.1. Overview ..................................................    3
   1.2. SNMP ......................................................    4
   1.3. Goals of this Architecture ................................    5
   1.4. Security Requirements of this Architecture ................    6
   1.5. Design Decisions ..........................................    7
   2. Documentation Overview ......................................    8
   2.1. Document Roadmap ..........................................   10
   2.2. Applicability Statement ...................................   10
   2.3. Coexistence and Transition ................................   10
   2.4. Transport Mappings ........................................   11
   2.5. Message Processing ........................................   11
   2.6. Security ..................................................   11
   2.7. Access Control ............................................   11
   2.8. Protocol Operations .......................................   12
   2.9. Applications ..............................................   12
   2.10. Structure of Management Information ......................   12
   2.11. Textual Conventions ......................................   13
   2.12. Conformance Statements ...................................   13
   2.13. Management Information Base Modules ......................   13
   2.13.1. SNMP Instrumentation MIBs ..............................   13
   2.14. SNMP Framework Documents .................................   13
   3. Elements of the Architecture ................................   14
   3.1. The Naming of Entities ....................................   14
   3.1.1. SNMP engine .............................................   15
   3.1.1.1. snmpEngineID ..........................................   16
   3.1.1.2. Dispatcher ............................................   16
   3.1.1.3. Message Processing Subsystem ..........................   16
   3.1.1.3.1. Message Processing Model ............................   17
   3.1.1.4. Security Subsystem ....................................   17
   3.1.1.4.1. Security Model ......................................   17
   3.1.1.4.2. Security Protocol ...................................   18
   3.1.2. Access Control Subsystem ................................   18
   3.1.2.1. Access Control Model ..................................   18
   3.1.3. Applications ............................................   18
   3.1.3.1. SNMP Manager ..........................................   19
   3.1.3.2. SNMP Agent ............................................   20
   3.2. The Naming of Identities ..................................   21
   3.2.1. Principal ...............................................   21
   3.2.2. securityName ............................................   21
   3.2.3. Model-dependent security ID .............................   22
   3.3. The Naming of Management Information ......................   22
   3.3.1. An SNMP Context .........................................   23
   3.3.2. contextEngineID .........................................   24
   3.3.3. contextName .............................................   24
   3.3.4. scopedPDU ...............................................   25
   3.4. Other Constructs ..........................................   25
   3.4.1. maxSizeResponseScopedPDU ................................   25
   3.4.2. Local Configuration Datastore ...........................   25
   3.4.3. securityLevel ...........................................   25
   4. Abstract Service Interfaces .................................   26
   4.1. Dispatcher Primitives .....................................   26
   4.1.1. Generate Outgoing Request or Notification ...............   26
   4.1.2. Process Incoming Request or Notification PDU ............   26
   4.1.3. Generate Outgoing Response ..............................   27
   4.1.4. Process Incoming Response PDU ...........................   27
   4.1.5. Registering Responsibility for Handling SNMP PDUs .......   28
   4.2. Message Processing Subsystem Primitives ...................   28
   4.2.1. Prepare Outgoing SNMP Request or Notification Message ...   28
   4.2.2. Prepare an Outgoing SNMP Response Message ...............   29
   4.2.3. Prepare Data Elements from an Incoming SNMP Message .....   29
   4.3. Access Control Subsystem Primitives .......................   30
   4.4. Security Subsystem Primitives .............................   30
   4.4.1. Generate a Request or Notification Message ..............   30
   4.4.2. Process Incoming Message ................................   31
   4.4.3. Generate a Response Message .............................   31
   4.5. Common Primitives .........................................   32
   4.5.1. Release State Reference Information .....................   32
   4.6. Scenario Diagrams .........................................   32
   4.6.1. Command Generator or Notification Originator ............   32
   4.6.2. Scenario Diagram for a Command Responder Application ....   33
   5. Managed Object Definitions for SNMP Management Frameworks ...   35
   6. Intellectual Property .......................................   44
   7. Acknowledgements ............................................   45
   8. Security Considerations .....................................   46
   9. References ..................................................   46
   10. Editors' Addresses .........................................   48
   A. Guidelines for Model Designers ..............................   49
   A.1. Security Model Design Requirements ........................   49
   A.1.1. Threats .................................................   49
   A.1.2. Security Processing .....................................   50
   A.1.3. Validate the security-stamp in a received message .......   51
   A.1.4. Security MIBs ...........................................   51
   A.1.5. Cached Security Data ....................................   51
   A.2. Message Processing Model Design Requirements ..............   52
   A.2.1. Receiving an SNMP Message from the Network ..............   52
   A.2.2. Sending an SNMP Message to the Network ..................   52
   A.3. Application Design Requirements ...........................   53
   A.3.1. Applications that Initiate Messages .....................   53
   A.3.2. Applications that Receive Responses .....................   54
   A.3.3. Applications that Receive Asynchronous Messages .........   54
   A.3.4. Applications that Send Responses ........................   54
   A.4. Access Control Model Design Requirements ..................   55
   B. Full Copyright Statement ....................................   56

1. Introduction ๐Ÿ“–

1.1. Overview

so this doc is basically a vocabulary for describing SNMP Management Frameworks, plus an architecture for describing the big chunks of those frameworks ๐ŸŽ€

it does NOT give you a general intro to SNMP, and it doesn't give you SNMP history either. other docs and books are way better for that ๐Ÿ™ˆ

here's how the rest of the doc is laid out ๐Ÿ—บ๏ธ

  • Section 1 covers the purpose, goals, and design decisions of this architecture.
  • Section 2 covers the different types of documents that define SNMP Frameworks and how they fit in here. It also gives a minimal roadmap to the docs that already defined SNMP frameworks.
  • Section 3 lays out the vocabulary of this architecture and its pieces. This one is super important for the rest of the doc and for any docs written to fit this architecture ๐Ÿง 
  • Section 4 describes the primitives used for the abstract service interfaces between the various subsystems, models, and applications.
  • Section 5 defines a collection of managed objects used to instrument SNMP entities in this architecture.
  • Sections 6, 7, 8, and 9 are administrative in nature ๐Ÿ“‹
  • Appendix A has guidelines for designers of Models that are expected to fit this architecture ๐Ÿ› ๏ธ

and last but not least, the key words are the requirement-level words that matter ๐Ÿ”‘ The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119] ๐Ÿ’œ


more to come, bestie ๐Ÿซถ

1.2. SNMP โœจ

okay so an SNMP management system is basically a group chat with a few key roles ๐Ÿ’…

  • several (potentially many) nodes, each with an SNMP entity ๐Ÿซถ that holds command responder and notification originator applications. These have access to the management instrumentation (traditionally called agents) ๐ŸŒธ
  • at least one SNMP entity running command generator and/or notification receiver applications (traditionally called a manager) ๐Ÿ‘‘ and,
  • a management protocol, which is how the SNMP entities pass management information back and forth ๐Ÿ’Œ

the SNMP entities running the command generator and notification receiver apps are the ones doing the monitoring and controlling ๐ŸŽ€ and the managed elements are things like hosts, routers, terminal servers, etc. ๐Ÿ–ฅ๏ธ they get watched and tweaked through access to their management information ๐Ÿ‘€

the whole point of this document is to define an architecture that can grow and glow up ๐ŸŒˆ so it can handle effective management in all kinds of setups and environments. it was designed to meet the needs of implementations of:

  • minimal SNMP entities with command responder and/or notification originator applications (traditionally called SNMP agents) ๐Ÿงš
  • SNMP entities with proxy forwarder applications (traditionally called SNMP proxy agents) ๐Ÿฆ‹
  • command line driven SNMP entities with command generator and/or notification receiver applications (traditionally called SNMP command line managers) ๐Ÿ’ป
  • SNMP entities with command generator and/or notification receiver, plus command responder and/or notification originator applications (traditionally called SNMP mid-level managers or dual-role entities) โœจ
  • SNMP entities with command generator and/or notification receiver and possibly other types of applications for managing a potentially very large number of managed nodes (traditionally called (network) management stations) ๐Ÿฐ

1.3. Goals of this Architecture

this architecture had a whole list of goals, and honestly they're giving main character energy ๐Ÿ’–

  • Use existing materials as much as possible. it's heavily based on earlier work, informally known as SNMPv2u and SNMPv2* ๐Ÿ“
  • Address the need for secure SET support, which is considered the most important deficiency in SNMPv1 and SNMPv2c ๐Ÿ” this one is lowkey the big one ๐Ÿ˜ญ
  • Make it possible to move portions of the architecture forward in the standards track, even if consensus hasn't been reached on all pieces ๐Ÿ›ค๏ธ
  • Define an architecture that allows for longevity of the SNMP Frameworks that have been and will be defined ๐Ÿฆ‹
  • Keep SNMP as simple as possible. simple is iconic ๐Ÿ’…
  • Make it relatively inexpensive to deploy a minimal conforming implementation. ๐Ÿ’ธ
  • Make it possible to upgrade portions of SNMP as new approaches become available, without disrupting an entire SNMP framework ๐Ÿ”„
  • Make it possible to support features required in large networks, but make the expense of supporting a feature directly related to the support of the feature. so you only pay for what you actually use, no cap ๐Ÿงพ

1.4. Security Requirements of this Architecture

okay this part is where it gets serious ๐Ÿฅบ several of the classic threats to network protocols apply to the management problem, so they'd apply to any Security Model used in an SNMP Management Framework too. other threats don't apply to management at all. this section talks about principal threats, secondary threats, and the threats that matter less ๐Ÿ”

the principal threats that any Security Model used within this architecture SHOULD provide protection against are:

  • Modification of Information the modification threat is the danger that some unauthorized SNMP entity alters in-transit SNMP messages generated on behalf of an authorized principal, in a way that causes unauthorized management operations, including falsifying the value of an object ๐Ÿ˜ฑ
  • Masquerade the masquerade threat is the danger that management operations not authorized for some principal get attempted by pretending to be another principal who has the right authorizations ๐ŸŽญ
  • Message Stream Modification SNMP is typically based on a connectionless transport service, which may operate over any subnetwork service. re-ordering, delay or replay of messages can and does happen through the normal operation of many subnetwork services. the message stream modification threat is the danger that messages get maliciously re-ordered, delayed or replayed to a greater extent than normal subnetwork operation could cause, in order to pull off unauthorized management operations ๐ŸŒ€
  • Disclosure the disclosure threat is the danger of eavesdropping on the exchanges between SNMP engines. protecting against this threat may be required as a matter of local policy ๐Ÿ‘‚

there are at least two threats that a Security Model within this architecture doesn't need to protect against:

  • Denial of Service a Security Model doesn't need to try to address the broad range of attacks that deny service to authorized users. honestly these denial-of-service attacks often look exactly like the network failures any viable management protocol has to cope with anyway ๐Ÿ™„
  • Traffic Analysis a Security Model doesn't need to address traffic analysis attacks. many traffic patterns are predictable (entities may be managed on a regular basis by a relatively small number of management stations), so protecting against traffic analysis wouldn't give any significant advantage ๐Ÿ“Š

1.5. Design Decisions

a bunch of design decisions were made to support the goals of the architecture and the security requirements ๐ŸŽ€

  • Architecture an architecture should be defined that identifies the conceptual boundaries between the documents. subsystems should be defined that describe the abstract services provided by specific portions of an SNMP framework. abstract service interfaces, described by service primitives, define the abstract boundaries between documents and the abstract services provided by the conceptual subsystems of an SNMP framework ๐Ÿ—บ๏ธ
  • Self-contained Documents the elements of procedure plus the MIB objects needed for processing a specific portion of an SNMP framework should be defined in the same document, and as much as possible should not be referenced in other documents. this lets pieces be designed and documented as independent, self-contained parts, which fits the general SNMP MIB module approach ๐Ÿงฉ when parts of SNMP change over time, the documents describing other portions aren't directly impacted. this modularity means things like Security Models, authentication and privacy mechanisms, and message formats can be upgraded and supplemented as needed ๐Ÿ”ง these self-contained documents can move along the standards track on different timelines ๐Ÿ•ฐ๏ธ
  • Threats the Security Models in the Security Subsystem SHOULD protect against the principal threats: modification of information, masquerade, message stream modification and disclosure. they don't need to protect against denial of service and traffic analysis ๐Ÿ›ก๏ธ
  • Remote Configuration the Security and Access Control Subsystems add a whole new set of SNMP configuration parameters ๐Ÿ˜ตโ€๐Ÿ’ซ the Security Subsystem also requires frequent changes of secrets at the various SNMP entities. to make this deployable in a large operational environment, these SNMP parameters need to be remotely configurable ๐Ÿ“ก
  • Controlled Complexity it's recognized that producers of simple managed devices want to keep the resources used by SNMP to a minimum ๐Ÿชถ at the same time, there's a need for more complex configurations that can spend more resources on SNMP and thus provide more functionality ๐Ÿš€ the design tries to balance the competing requirements of these two environments, and it lets the more complex environments logically extend the simple one ๐Ÿ’œ

2. Documentation Overview โœจ

okay so this is the map of every doc that fits into the SNMP Architecture ๐Ÿ—บ๏ธ bestie, here's the figure:

+------------------------- Document Set ----------------------------+
|                                                                   |
| +------------+            +-----------------+  +----------------+ |
| | Document * |            | Applicability * |  | Coexistence  * | |
| | Roadmap    |            | Statement       |  | & Transition   | |
| +------------+            +-----------------+  +----------------+ |
|                                                                   |
| +---------------------------------------------------------------+ |
| | Message Handling                                              | |
| | +----------------+  +-----------------+  +-----------------+  | |
| | | Transport      |  | Message         |  | Security        |  | |
| | | Mappings       |  | Processing and  |  |                 |  | |
| | |                |  | Dispatcher      |  |                 |  | |
| | +----------------+  +-----------------+  +-----------------+  | |
| +---------------------------------------------------------------+ |
|                                                                   |
| +---------------------------------------------------------------+ |
| | PDU Handling                                                  | |
| | +----------------+  +-----------------+  +-----------------+  | |
| | | Protocol       |  | Applications    |  | Access          |  | |
| | | Operations     |  |                 |  | Control         |  | |
| | +----------------+  +-----------------+  +-----------------+  | |
| +---------------------------------------------------------------+ |
|                                                                   |
| +---------------------------------------------------------------+ |
| | Information Model                                             | |
| | +--------------+   +--------------+    +---------------+      | |
| | | Structure of |   | Textual      |    | Conformance   |      | |
| | | Management   |   | Conventions  |    | Statements    |      | |
| | | Information  |   |              |    |               |      | |
| | +--------------+   +--------------+    +---------------+      | |
| +---------------------------------------------------------------+ |
|                                                                   |
| +---------------------------------------------------------------+ |
| | MIBs                                                          | |
| | +-------------+ +-------------+ +----------+ +----------+     | |
| | | Standard v1 | | Standard v1 | | Historic | | Draft v2 |     | |
| | | RFC1157     | | RFC1212     | | RFC14XX  | | RFC19XX  |     | |
| | | format      | | format      | | format   | | format   |     | |
| | +-------------+ +-------------+ +----------+ +----------+     | |
| +---------------------------------------------------------------+ |
|                                                                   |
+-------------------------------------------------------------------+

Note: RFC14XX means RFCs 1442, 1443, and 1444. RFC19XX means RFCs 1902, 1903, and 1904.

Those marked with an asterisk (*) are expected to be written in the future ๐Ÿ”ฎ Each of these docs may be replaced or supplemented, no cap. This Architecture document specifically describes how new docs fit into the set of docs in the area of Message and PDU handling ๐ŸŽ€

2.1. Document Roadmap ๐Ÿ›ฃ๏ธ

One or more docs may be written to describe how sets of docs taken together form specific Frameworks ๐Ÿ’… The configuration of doc sets might change over time, so the "road map" should be maintained in a doc separate from the standards docs themselves. Literally a whole different vibe ๐Ÿ™ˆ

2.2. Applicability Statement ๐Ÿงญ

SNMP is used in networks that vary widely in size and complexity, by organizations that vary widely in their requirements of management. It's giving "one size does NOT fit all" ๐Ÿ’– Some models will be designed to address specific problems of management, such as message security.

One or more docs may be written to describe the environments to which certain versions of SNMP or models within SNMP would be appropriately applied, and those to which a given model might be inappropriately applied. Knowing where things don't belong is lowkey just as important ๐Ÿซถ

2.3. Coexistence and Transition ๐Ÿฆ‹

The purpose of an evolutionary architecture is to permit new models to replace or supplement existing models. The interactions between models could result in incompatibilities, security "holes", and other undesirable effects ๐Ÿ˜ญ

The purpose of Coexistence docs is to detail recognized anomalies and to describe required and recommended behaviors for resolving the interactions between models within the architecture. Coexistence docs may be prepared separately from model definition docs, to describe and resolve interaction anomalies between a model definition and one or more other model definitions. Main character energy for fixing the drama ๐Ÿ‘‘

Additionally, recommendations for transitions between models may also be described, either in a coexistence doc or in a separate doc. โœจ

2.4. Transport Mappings ๐Ÿšš

SNMP messages are sent over various transports. It is the purpose of Transport Mapping docs to define how the mapping between SNMP and the transport is done. ๐ŸŒธ

2.5. Message Processing ๐Ÿ“จ

A Message Processing Model doc defines a message format, which is typically identified by a version field in an SNMP message header. The doc may also define a MIB module for use in message processing and for instrumentation of version-specific interactions ๐Ÿงš

An SNMP engine includes one or more Message Processing Models, and thus may support sending and receiving multiple versions of SNMP messages. Versatile queen behavior ๐Ÿ‘ธ

2.6. Security ๐Ÿ”

Some environments require secure protocol interactions. Security is normally applied at two different stages:

  • in the transmission/receipt of messages, and
  • in the processing of the contents of messages.

For purposes of this doc, "security" refers to message-level security; "access control" refers to the security applied to protocol operations. Two different bouncers, two different jobs ๐Ÿ’…

Authentication, encryption, and timeliness checking are common functions of message level security ๐Ÿ”’

A security doc describes a Security Model, the threats against which the model protects, the goals of the Security Model, the protocols which it uses to meet those goals, and it may define a MIB module to describe the data used during processing, and to allow the remote configuration of message-level security parameters, such as passwords. Passwords are not for sharing, bestie ๐Ÿ™ˆ

An SNMP engine may support multiple Security Models concurrently. ๐Ÿ’œ

2.7. Access Control ๐Ÿšช

During processing, it may be required to control access to managed objects for operations.

An Access Control Model defines mechanisms to determine whether access to a managed object should be allowed. An Access Control Model may define a MIB module used during processing and to allow the remote configuration of access control policies. Who gets in, and who stays out ๐Ÿ“

2.8. Protocol Operations ๐Ÿงพ

SNMP messages encapsulate an SNMP Protocol Data Unit (PDU). It is the purpose of a Protocol Operations doc to define the operations of the protocol with respect to the processing of the PDUs. The PDU is the package, and this doc is the instruction manual ๐Ÿ“ฆ

An application doc defines which Protocol Operations docs are supported by the application. โœจ

2.9. Applications ๐ŸŽ€

An SNMP entity normally includes a number of applications. Applications use the services of an SNMP engine to accomplish specific tasks. They coordinate the processing of management information operations, and may use SNMP messages to communicate with other SNMP entities. Teamwork makes the dream work ๐Ÿซถ

Applications docs describe the purpose of an application, the services required of the associated SNMP engine, and the protocol operations and informational model that the application uses to perform management operations.

An application doc defines which set of docs are used to specifically define the structure of management information, textual conventions, conformance requirements, and operations supported by the application. Every app has its own little rulebook ๐Ÿ“–

2.10. Structure of Management Information ๐Ÿ—๏ธ

Management information is viewed as a collection of managed objects, residing in a virtual information store, termed the Management Information Base (MIB). Collections of related objects are defined in MIB modules. Think of the MIB as a big organized binder ๐Ÿ—‚๏ธ

It is the purpose of a Structure of Management Information doc to establish the syntax for defining objects, modules, and other elements of managed information. The grammar rules, basically ๐Ÿง 

2.11. Textual Conventions ๐Ÿ”ค

When designing a MIB module, it is often useful to define new types similar to those defined in the SMI, but with more precise semantics, or which have special semantics associated with them. These newly defined types are termed textual conventions, and may be defined in separate docs, or within a MIB module. Custom types with extra sparkle โœจ

2.12. Conformance Statements ๐Ÿ“

It may be useful to define the acceptable lower-bounds of implementation, along with the actual level of implementation achieved. It is the purpose of Conformance Statements to define the notation used for these purposes. Receipts for what you actually built ๐Ÿงพ๐Ÿ’–

2.13. Management Information Base Modules ๐Ÿ“š

MIB docs describe collections of managed objects which instrument some aspect of a managed node. Little instrumentation sets for every corner of the network ๐ŸŒˆ

2.13.1. SNMP Instrumentation MIBs ๐Ÿชž

An SNMP MIB doc may define a collection of managed objects which instrument the SNMP protocol itself. In addition, MIB modules may be defined within the docs which describe portions of the SNMP architecture, such as the docs for Message processing Models, Security Models, etc. for the purpose of instrumenting those Models, and for the purpose of allowing remote configuration of the Model. The protocol checking itself, iykyk ๐Ÿ™ˆ

2.14. SNMP Framework Documents ๐Ÿ–ผ๏ธ

This architecture is designed to allow an orderly evolution of portions of SNMP Frameworks. Growth without chaos, periodt ๐ŸŒฑ

Throughout the rest of this doc, the term "subsystem" refers to an abstract and incomplete specification of a portion of a Framework, that is further refined by a model specification.

A "model" describes a specific design of a subsystem, defining additional constraints and rules for conformance to the model. A model is sufficiently detailed to make it possible to implement the specification. Blueprint energy ๐Ÿ“

An "implementation" is an instantiation of a subsystem, conforming to one or more specific models. The finished outfit, bestie ๐Ÿ‘—

SNMP version 1 (SNMPv1), is the original Internet-standard Network Management Framework, as described in RFCs 1155, 1157, and 1212. The OG ๐Ÿฆ–

SNMP version 2 (SNMPv2), is the SNMPv2 Framework as derived from the SNMPv1 Framework. It is described in RFCs 1902-1907. SNMPv2 has no message definition. Glow-up, but no new outfit ๐Ÿ’…

The Community-based SNMP version 2 (SNMPv2c), is an experimental SNMP Framework which supplements the SNMPv2 Framework, as described in RFC1901. It adds the SNMPv2c message format, which is similar to the SNMPv1 message format. Experimental era, still iconic ๐Ÿงช

SNMP version 3 (SNMPv3), is an extensible SNMP Framework which supplements the SNMPv2 Framework, by supporting the following:

  • a new SNMP message format,
  • Security for Messages, and
  • Access Control.

Other SNMP Frameworks, i.e., other configurations of implemented subsystems, are expected to also be consistent with this architecture. Everyone's invited to the party ๐ŸŽ‰

3. Elements of the Architecture โœจ

okay so this section is the part where we meet all the pieces of the architecture and figure out what each one is called ๐ŸŽ€ there are three kinds of naming going on:

  1. the naming of entities,
  2. the naming of identities, and
  3. the naming of management information.

the architecture also gives names to a few other constructs that the documentation uses, so we're covering those too ๐Ÿงš

3.1. The Naming of Entities ๐ŸŒธ

first things first, an SNMP entity is an implementation of this architecture ๐Ÿ’– every SNMP entity is made of an SNMP engine plus one or more associated applications. the figure below shows what's inside an entity bestie ๐Ÿ‘€

+-------------------------------------------------------------------+
|  SNMP entity                                                      |
|                                                                   |
|  +-------------------------------------------------------------+  |
|  |  SNMP engine (identified by snmpEngineID)                   |  |
|  |                                                             |  |
|  |  +------------+ +------------+ +-----------+ +-----------+  |  |
|  |  |            | |            | |           | |           |  |  |
|  |  | Dispatcher | | Message    | | Security  | | Access    |  |  |
|  |  |            | | Processing | | Subsystem | | Control   |  |  |
|  |  |            | | Subsystem  | |           | | Subsystem |  |  |
|  |  |            | |            | |           | |           |  |  |
|  |  +------------+ +------------+ +-----------+ +-----------+  |  |
|  |                                                             |  |
|  +-------------------------------------------------------------+  |
|                                                                   |
|  +-------------------------------------------------------------+  |
|  |  Application(s)                                             |  |
|  |                                                             |  |
|  |  +-------------+  +--------------+  +--------------+        |  |
|  |  | Command     |  | Notification |  | Proxy        |        |  |
|  |  | Generator   |  | Receiver     |  | Forwarder    |        |  |
|  |  +-------------+  +--------------+  +--------------+        |  |
|  |                                                             |  |
|  |  +-------------+  +--------------+  +--------------+        |  |
|  |  | Command     |  | Notification |  | Other        |        |  |
|  |  | Responder   |  | Originator   |  |              |        |  |
|  |  +-------------+  +--------------+  +--------------+        |  |
|  |                                                             |  |
|  +-------------------------------------------------------------+  |
|                                                                   |
+-------------------------------------------------------------------+

3.1.1. SNMP engine ๐Ÿฆ‹

the SNMP engine is the one that provides services for sending and receiving messages, authenticating and encrypting messages, and controlling access to managed objects ๐Ÿ’… there's a one-to-one association between an SNMP engine and the SNMP entity that contains it. the engine contains:

  1. a Dispatcher,
  2. a Message Processing Subsystem,
  3. a Security Subsystem, and
  4. an Access Control Subsystem.

3.1.1.1. snmpEngineID ๐Ÿ”‘

okay this one is iconic ๐Ÿ˜ญ within an administrative domain, an snmpEngineID is the unique and unambiguous identifier of an SNMP engine. since there's a one-to-one association between SNMP engines and SNMP entities, it also uniquely and unambiguously identifies the SNMP entity. main character energy for sure ๐Ÿ‘‘

3.1.1.2. Dispatcher ๐Ÿ’œ

there is only one Dispatcher in an SNMP engine, no cap ๐Ÿงš it's what lets the engine handle multiple versions of SNMP messages at the same time โœจ it does this by:

  • sending and receiving SNMP messages to/from the network,
  • determining the version of an SNMP message and interacting with the corresponding Message Processing Model,
  • providing an abstract interface to SNMP applications for delivery of a PDU to an application.
  • providing an abstract interface for SNMP applications that allows them to send a PDU to a remote SNMP entity.

3.1.1.3. Message Processing Subsystem ๐ŸŒˆ

the Message Processing Subsystem is responsible for preparing messages for sending, and for extracting data from received messages ๐Ÿซถ it can hold multiple Message Processing Models, which look like this:

* One or more Message Processing Models may be present.

+------------------------------------------------------------------+
|                                                                  |
|  Message Processing Subsystem                                    |
|                                                                  |
|  +------------+  +------------+  +------------+  +------------+  |
|  |          * |  |          * |  |          * |  |          * |  |
|  | SNMPv3     |  | SNMPv1     |  | SNMPv2c    |  | Other      |  |
|  | Message    |  | Message    |  | Message    |  | Message    |  |
|  | Processing |  | Processing |  | Processing |  | Processing |  |
|  | Model      |  | Model      |  | Model      |  | Model      |  |
|  |            |  |            |  |            |  |            |  |
|  +------------+  +------------+  +------------+  +------------+  |
|                                                                  |
+------------------------------------------------------------------+

3.1.1.3.1. Message Processing Model ๐ŸŽ€

each Message Processing Model defines the format of one particular version of an SNMP message. it also coordinates preparing and extracting that version-specific message format ๐Ÿ’–

3.1.1.4. Security Subsystem ๐Ÿ”

the Security Subsystem provides security services like the authentication and privacy of messages, and it can hold multiple Security Models, as the figure shows ๐Ÿ›ก๏ธ

* One or more Security Models may be present.

+------------------------------------------------------------------+
|                                                                  |
|  Security Subsystem                                              |
|                                                                  |
|  +----------------+  +-----------------+  +-------------------+  |
|  |              * |  |               * |  |                 * |  |
|  | User-Based     |  | Other           |  | Other             |  |
|  | Security       |  | Security        |  | Security          |  |
|  | Model          |  | Model           |  | Model             |  |
|  |                |  |                 |  |                   |  |
|  +----------------+  +-----------------+  +-------------------+  |
|                                                                  |
+------------------------------------------------------------------+

3.1.1.4.1. Security Model ๐Ÿฆ„

a Security Model defines the threats it protects against, the goals of its services, and the security protocols it uses to provide services like authentication and privacy ๐Ÿ˜ค

3.1.1.4.2. Security Protocol ๐Ÿ“

a Security Protocol defines the mechanisms, procedures, and MIB data it uses to provide a security service like authentication or privacy โœจ

3.1.2. Access Control Subsystem ๐Ÿ‘‘

the Access Control Subsystem provides authorization services by means of one or more Access Control Models ๐Ÿ’…

+------------------------------------------------------------------+
   |                                                                  |
   |  Access Control Subsystem                                        |
   |                                                                  |
   |  +---------------+   +-----------------+   +------------------+  |
   |  |             * |   |               * |   |                * |  |
   |  | View-Based    |   | Other           |   | Other            |  |
   |  | Access        |   | Access          |   | Access           |  |
   |  | Control       |   | Control         |   | Control          |  |
   |  | Model         |   | Model           |   | Model            |  |
   |  |               |   |                 |   |                  |  |
   |  +---------------+   +-----------------+   +------------------+  |
   |                                                                  |
   +------------------------------------------------------------------+

3.1.2.1. Access Control Model ๐ŸŒท

an Access Control Model defines a particular access decision function, which supports decisions about access rights ๐Ÿ”ฅ

3.1.3. Applications ๐Ÿ’–

there are several types of applications, including:

  • command generators, which monitor and manipulate management data,
  • command responders, which provide access to management data,
  • notification originators, which initiate asynchronous messages,
  • notification receivers, which process asynchronous messages, and
  • proxy forwarders, which forward messages between entities.

these applications use the services the SNMP engine provides ๐Ÿซถ

3.1.3.1. SNMP Manager ๐Ÿ‘‘

okay so an SNMP entity with one or more command generator and/or notification receiver applications (plus their associated SNMP engine) has traditionally been called an SNMP manager ๐Ÿ’… one or more models may be present, so it can be as busy as you want ๐Ÿซถ

                       (traditional SNMP manager)
   +-------------------------------------------------------------------+
   | +--------------+  +--------------+  +--------------+  SNMP entity |
   | | NOTIFICATION |  | NOTIFICATION |  |   COMMAND    |              |
   | |  ORIGINATOR  |  |   RECEIVER   |  |  GENERATOR   |              |
   | | applications |  | applications |  | applications |              |
   | +--------------+  +--------------+  +--------------+              |
   |         ^                ^                 ^                      |
   |         |                |                 |                      |
   |         v                v                 v                      |
   |         +-------+--------+-----------------+                      |
   |                 ^                                                 |
   |                 |     +---------------------+  +----------------+ |
   |                 |     | Message Processing  |  | Security       | |
   | Dispatcher      v     | Subsystem           |  | Subsystem      | |
   | +-------------------+ |     +------------+  |  |                | |
   | | PDU Dispatcher    | |  +->| v1MP     * |<--->| +------------+ | |
   | |                   | |  |  +------------+  |  | | Other      | | |
   | |                   | |  |  +------------+  |  | | Security   | | |
   | |                   | |  +->| v2cMP    * |<--->| | Model      | | |
   | | Message           | |  |  +------------+  |  | +------------+ | |
   | | Dispatcher  <--------->+                  |  |                | |
   | |                   | |  |  +------------+  |  | +------------+ | |
   | |                   | |  +->| v3MP     * |<--->| | User-based | | |
   | | Transport         | |  |  +------------+  |  | | Security   | | |
   | | Mapping           | |  |  +------------+  |  | | Model      | | |
   | | (e.g RFC1906)     | |  +->| otherMP  * |<--->| +------------+ | |
   | +-------------------+ |     +------------+  |  |                | |
   |          ^            +---------------------+  +----------------+ |
   |          |                                                        |
   |          v                                                        |
   +-------------------------------------------------------------------+
   +-----+ +-----+       +-------+
   | UDP | | IPX | . . . | other |
   +-----+ +-----+       +-------+
      ^       ^              ^
      |       |              |
      v       v              v
   +------------------------------+
   |           Network            |
   +------------------------------+

3.1.3.2. SNMP Agent โœจ

the flip side! an SNMP entity with one or more command responder and/or notification originator applications (plus their associated SNMP engine) has traditionally been called an SNMP agent ๐Ÿฆ‹

   +------------------------------+
   |           Network            |
   +------------------------------+
      ^       ^              ^
      |       |              |
      v       v              v
   +-----+ +-----+       +-------+
   | UDP | | IPX | . . . | other |
   +-----+ +-----+       +-------+              (traditional SNMP agent)
   +-------------------------------------------------------------------+
   |              ^                                                    |
   |              |        +---------------------+  +----------------+ |
   |              |        | Message Processing  |  | Security       | |
   | Dispatcher   v        | Subsystem           |  | Subsystem      | |
   | +-------------------+ |     +------------+  |  |                | |
   | | Transport         | |  +->| v1MP     * |<--->| +------------+ | |
   | | Mapping           | |  |  +------------+  |  | | Other      | | |
   | | (e.g. RFC1906)    | |  |  +------------+  |  | | Security   | | |
   | |                   | |  +->| v2cMP    * |<--->| | Model      | | |
   | | Message           | |  |  +------------+  |  | +------------+ | |
   | | Dispatcher  <--------->|  +------------+  |  | +------------+ | |
   | |                   | |  +->| v3MP     * |<--->| | User-based | | |
   | |                   | |  |  +------------+  |  | | Security   | | |
   | | PDU Dispatcher    | |  |  +------------+  |  | | Model      | | |
   | +-------------------+ |  +->| otherMP  * |<--->| +------------+ | |
   |              ^        |     +------------+  |  |                | |
   |              |        +---------------------+  +----------------+ |
   |              v                                                    |
   |      +-------+-------------------------+---------------+          |
   |      ^                                 ^               ^          |
   |      |                                 |               |          |
   |      v                                 v               v          |
   | +-------------+   +---------+   +--------------+  +-------------+ |
   | |   COMMAND   |   | ACCESS  |   | NOTIFICATION |  |    PROXY  * | |
   | |  RESPONDER  |<->| CONTROL |<->|  ORIGINATOR  |  |  FORWARDER  | |
   | | application |   |         |   | applications |  | application | |
   | +-------------+   +---------+   +--------------+  +-------------+ |
   |      ^                                 ^                          |
   |      |                                 |                          |
   |      v                                 v                          |
   | +----------------------------------------------+                  |
   | |             MIB instrumentation              |      SNMP entity |
   +-------------------------------------------------------------------+

3.2. The Naming of Identities ๐ŸŽ€

here's how identities get their names, bestie ๐Ÿงš

                            principal
                                ^
                                |
                                |
   +----------------------------|-------------+
   | SNMP engine                v             |
   |                    +--------------+      |
   |                    |              |      |
   |  +-----------------| securityName |---+  |
   |  | Security Model  |              |   |  |
   |  |                 +--------------+   |  |
   |  |                         ^          |  |
   |  |                         |          |  |
   |  |                         v          |  |
   |  |  +------------------------------+  |  |
   |  |  |                              |  |  |
   |  |  | Model                        |  |  |
   |  |  | Dependent                    |  |  |
   |  |  | Security ID                  |  |  |
   |  |  |                              |  |  |
   |  |  +------------------------------+  |  |
   |  |                         ^          |  |
   |  |                         |          |  |
   |  +-------------------------|----------+  |
   |                            |             |
   |                            |             |
   +----------------------------|-------------+
                                |
                                v
                             network

3.2.1. Principal ๐Ÿ’œ

a principal is the "who" that services are provided for, or that processing happens on behalf of ๐Ÿ™ˆ

a principal can be a bunch of different things, like one individual playing a specific role, a group of individuals each playing a role, an application or a set of applications, or any mix of those ๐ŸŒˆ

3.2.2. securityName ๐Ÿ“

a securityName is a human readable string that represents a principal โœจ it has a format that doesn't depend on the model, so it can be used outside of any particular Security Model ๐Ÿซถ

3.2.3. Model-dependent security ID ๐Ÿฆ‹

a model-dependent security ID is the model-specific version of a securityName inside a particular Security Model ๐Ÿ’…

these IDs may or may not be human readable, and their syntax depends on the model ngl ๐Ÿ˜ญ examples include community names, user names, and parties

turning model-dependent security IDs into securityNames (and back again) is the job of the relevant Security Model ๐Ÿ‘‘

3.3. The Naming of Management Information ๐ŸŒธ

management information lives at an SNMP entity where a Command Responder Application has local access to potentially multiple contexts ๐Ÿ”ฅ this application uses a contextEngineID that's equal to the snmpEngineID of its associated SNMP engine

   +-----------------------------------------------------------------+
   |  SNMP entity (identified by snmpEngineID, example: abcd)        |
   |                                                                 |
   |  +------------------------------------------------------------+ |
   |  | SNMP engine (identified by snmpEngineID)                   | |
   |  |                                                            | |
   |  | +-------------+ +------------+ +-----------+ +-----------+ | |
   |  | |             | |            | |           | |           | | |
   |  | | Dispatcher  | | Message    | | Security  | | Access    | | |
   |  | |             | | Processing | | Subsystem | | Control   | | |
   |  | |             | | Subsystem  | |           | | Subsystem | | |
   |  | |             | |            | |           | |           | | |
   |  | +-------------+ +------------+ +-----------+ +-----------+ | |
   |  |                                                            | |
   |  +------------------------------------------------------------+ |
   |                                                                 |
   |  +------------------------------------------------------------+ |
   |  |  Command Responder Application                             | |
   |  |  (contextEngineID, example: abcd)                          | |
   |  |                                                            | |
   |  |  example contextNames:                                     | |
   |  |                                                            | |
   |  |  "bridge1"          "bridge2"            "" (default)      | |
   |  |  ---------          ---------            ------------      | |
   |  |      |                  |                   |              | |
   |  +------|------------------|-------------------|--------------+ |
   |         |                  |                   |                |
   |  +------|------------------|-------------------|--------------+ |
   |  |  MIB | instrumentation  |                   |              | |
   |  |  +---v------------+ +---v------------+ +----v-----------+  | |
   |  |  | context        | | context        | | context        |  | |
   |  |  |                | |                | |                |  | |
   |  |  | +------------+ | | +------------+ | | +------------+ |  | |
   |  |  | | bridge MIB | | | | bridge MIB | | | | other MIB  | |  | |
   |  |  | +------------+ | | +------------+ | | +------------+ |  | |
   |  |  |                | |                | |                |  | |
   |  |  |                | |                | | +------------+ |  | |
   |  |  |                | |                | | | some  MIB  | |  | |
   |  |  |                | |                | | +------------+ |  | |
   |  |  |                | |                | |                |  | |
   +-----------------------------------------------------------------+

3.3.1. An SNMP Context โœจ

okay so an SNMP context (or just "context" for short ๐Ÿ’…) is a collection of management information that an SNMP entity can access. The same item of management info can live in more than one context, and an SNMP entity can have access to lots of contexts at once ๐Ÿซถ

here's the thing: there are usually tons of instances of each managed object type in a management domain ๐Ÿ˜ญ so the MIB module's way of identifying instances doesn't let each one be told apart from every other instance in the whole domain. instead, each instance only needs to be identified within some scope (aka a "context"), and the management domain has multiple contexts. ๐Ÿฆ‹

a context is often a physical device, or maybe a logical one, but it can also cover several devices, a piece of a single device, or even pieces of several devices. the one rule is that a context is always defined as a subset of a single SNMP entity ๐Ÿ‘‘ so to pin down one specific item of management info in the domain, you need its contextName and contextEngineID on top of its object type and instance.

for example, the managed object type ifDescr [RFC1573] is the description of a network interface. to find the description of device-X's first network interface, you need four things: the snmpEngineID of the SNMP entity that gives access to the management info at device-X, the contextName (device-X), the managed object type (ifDescr), and the instance ("1") ๐Ÿคฉ

every context has (at least) one unique identification within the management domain. the same item of management info can exist in multiple contexts, and it can also have multiple unique identifications. that happens when the item shows up in multiple contexts, and it also happens when a context has multiple unique identifications ๐ŸŒˆ

the combination of a contextEngineID and a contextName unambiguously identifies a context within an administrative domain. just note that there can be multiple unique combinations of contextEngineID and contextName that unambiguously identify the same context ๐Ÿ’œ

3.3.2. contextEngineID

within an administrative domain, a contextEngineID uniquely identifies an SNMP entity that may realize an instance of a context with a particular contextName ๐Ÿงš

3.3.3. contextName

a contextName is used to name a context. Each contextName MUST be unique within an SNMP entity. no exceptions, bestie ๐Ÿšจ

3.3.4. scopedPDU

a scopedPDU is a block of data containing a contextEngineID, a contextName, and a PDU ๐ŸŽ€

the PDU is an SNMP Protocol Data Unit holding info that's named in the context. that info is unambiguously identified within an administrative domain by the combo of the contextEngineID and the contextName. see, for example, RFC1905 for more deets on SNMP PDUs ๐Ÿ“–

3.4. Other Constructs ๐Ÿ“

3.4.1. maxSizeResponseScopedPDU

the maxSizeResponseScopedPDU is the maximum size of a scopedPDU that's allowed to be included in a response message. side note: the size of a scopedPDU does not include the size of the SNMP message header ๐Ÿ™ˆ

3.4.2. Local Configuration Datastore

the subsystems, models, and applications inside an SNMP entity may need to keep their own sets of configuration info ๐Ÿ—‚๏ธ

some of that config info might be accessible as managed objects too โœจ

the whole collection of these sets of info is called an entity's Local Configuration Datastore (LCD) ๐Ÿ’–

3.4.3. securityLevel

this architecture recognizes three levels of security, and they're giving main character energy ๐Ÿ‘‘

  • without authentication and without privacy (noAuthNoPriv)
  • with authentication but without privacy (authNoPriv)
  • with authentication and with privacy (authPriv)

these three values are ordered, so noAuthNoPriv is less than authNoPriv, and authNoPriv is less than authPriv ๐Ÿ“Š

every message has an associated securityLevel. all Subsystems (Message Processing, Security, Access Control) and applications are required to either supply a value of securityLevel or abide by the supplied value of securityLevel while processing the message and its contents ๐Ÿ”’


4. Abstract Service Interfaces ๐Ÿงฉ

abstract service interfaces are defined to describe the conceptual interfaces between the various subsystems inside an SNMP entity ๐Ÿฆ‹

these interfaces are defined by a set of primitives. the primitives describe the services provided and the abstract data elements that get passed when the services are invoked. this section lists the primitives defined for the various subsystems ๐Ÿ’…

4.1. Dispatcher Primitives

the Dispatcher typically provides services to the SNMP applications through its PDU Dispatcher. this section describes the primitives the PDU Dispatcher provides โœจ

4.1.1. Generate Outgoing Request or Notification

the PDU Dispatcher provides the following primitive for an application to send an SNMP Request or Notification to another SNMP entity ๐Ÿ“ค

statusInformation =              -- sendPduHandle if success
                                 -- errorIndication if failure
  sendPdu(
  IN   transportDomain           -- transport domain to be used
  IN   transportAddress          -- transport address to be used
  IN   messageProcessingModel    -- typically, SNMP version
  IN   securityModel             -- Security Model to use
  IN   securityName              -- on behalf of this principal
  IN   securityLevel             -- Level of Security requested
  IN   contextEngineID           -- data from/at this entity
  IN   contextName               -- data from/in this context
  IN   pduVersion                -- the version of the PDU
  IN   PDU                       -- SNMP Protocol Data Unit
  IN   expectResponse            -- TRUE or FALSE
       )

4.1.2. Process Incoming Request or Notification PDU

the PDU Dispatcher provides the following primitive to pass an incoming SNMP PDU to an application ๐Ÿ“ฅ

processPdu(                      -- process Request/Notification PDU
  IN   messageProcessingModel    -- typically, SNMP version
  IN   securityModel             -- Security Model in use
  IN   securityName              -- on behalf of this principal
  IN   securityLevel             -- Level of Security
  IN   contextEngineID           -- data from/at this SNMP entity
  IN   contextName               -- data from/in this context
  IN   pduVersion                -- the version of the PDU
  IN   PDU                       -- SNMP Protocol Data Unit
  IN   maxSizeResponseScopedPDU  -- maximum size of the Response PDU
  IN   stateReference            -- reference to state information
       )                         -- needed when sending a response

4.1.3. Generate Outgoing Response

the PDU Dispatcher provides the following primitive for an application to hand an SNMP Response PDU back to the PDU Dispatcher ๐Ÿ”

returnResponsePdu(
  IN   messageProcessingModel    -- typically, SNMP version
  IN   securityModel             -- Security Model in use
  IN   securityName              -- on behalf of this principal
  IN   securityLevel             -- same as on incoming request
  IN   contextEngineID           -- data from/at this SNMP entity
  IN   contextName               -- data from/in this context
  IN   pduVersion                -- the version of the PDU
  IN   PDU                       -- SNMP Protocol Data Unit
  IN   maxSizeResponseScopedPDU  -- maximum size of the Response PDU
  IN   stateReference            -- reference to state information
                                 -- as presented with the request
  IN   statusInformation         -- success or errorIndication
       )                         -- error counter OID/value if error

4.1.4. Process Incoming Response PDU

the PDU Dispatcher provides the following primitive to pass an incoming SNMP Response PDU to an application ๐Ÿ“ฌ

processResponsePdu(              -- process Response PDU
  IN   messageProcessingModel    -- typically, SNMP version
  IN   securityModel             -- Security Model in use
  IN   securityName              -- on behalf of this principal
  IN   securityLevel             -- Level of Security
  IN   contextEngineID           -- data from/at this SNMP entity
  IN   contextName               -- data from/in this context
  IN   pduVersion                -- the version of the PDU
  IN   PDU                       -- SNMP Protocol Data Unit
  IN   statusInformation         -- success or errorIndication
  IN   sendPduHandle             -- handle from sendPdu
       )

4.1.5. Registering Responsibility for Handling SNMP PDUs

applications can register or unregister responsibility for a specific contextEngineID, for specific pduTypes, with the PDU Dispatcher using the primitives below. which particular pduTypes an application can register for is decided by the Message Processing Model(s) supported by the SNMP entity that holds the PDU Dispatcher ๐Ÿ—๏ธ

statusInformation =            -- success or errorIndication
  registerContextEngineID(
  IN   contextEngineID         -- take responsibility for this one
  IN   pduType                 -- the pduType(s) to be registered
       )

unregisterContextEngineID(
  IN   contextEngineID         -- give up responsibility for this one
  IN   pduType                 -- the pduType(s) to be unregistered
       )

note that realizations of the registerContextEngineID and unregisterContextEngineID abstract service interfaces may provide implementation-specific ways for applications to register or deregister responsiblity for all possible values of the contextEngineID or pduType parameters ๐ŸŒธ

4.2. Message Processing Subsystem Primitives

the Dispatcher works with a Message Processing Model to process a specific version of an SNMP Message. this section describes the primitives the Message Processing Subsystem provides ๐Ÿ“ฆ

4.2.1. Prepare Outgoing SNMP Request or Notification Message

the Message Processing Subsystem provides this service primitive for preparing an outgoing SNMP Request or Notification Message ๐Ÿ› ๏ธ

statusInformation =              -- success or errorIndication
  prepareOutgoingMessage(
  IN   transportDomain           -- transport domain to be used
  IN   transportAddress          -- transport address to be used
  IN   messageProcessingModel    -- typically, SNMP version
  IN   securityModel             -- Security Model to use
  IN   securityName              -- on behalf of this principal
  IN   securityLevel             -- Level of Security requested
  IN   contextEngineID           -- data from/at this entity
  IN   contextName               -- data from/in this context
  IN   pduVersion                -- the version of the PDU
  IN   PDU                       -- SNMP Protocol Data Unit
  IN   expectResponse            -- TRUE or FALSE
  IN   sendPduHandle             -- the handle for matching
                                 -- incoming responses
  OUT  destTransportDomain       -- destination transport domain
  OUT  destTransportAddress      -- destination transport address
  OUT  outgoingMessage           -- the message to send
  OUT  outgoingMessageLength     -- its length
       )

4.2.2. Prepare an Outgoing SNMP Response Message โœจ

Okay bestie, this one is the Message Processing Subsystem's move for cooking up an outgoing SNMP Response Message ๐ŸŽ€. Here's the primitive:

result =                         -- SUCCESS or FAILURE
  prepareResponseMessage(
  IN   messageProcessingModel    -- typically, SNMP version
  IN   securityModel             -- same as on incoming request
  IN   securityName              -- same as on incoming request
  IN   securityLevel             -- same as on incoming request
  IN   contextEngineID           -- data from/at this SNMP entity
  IN   contextName               -- data from/in this context
  IN   pduVersion                -- the version of the PDU
  IN   PDU                       -- SNMP Protocol Data Unit
  IN   maxSizeResponseScopedPDU  -- maximum size of the Response PDU
  IN   stateReference            -- reference to state information
                                 -- as presented with the request
  IN   statusInformation         -- success or errorIndication
                                 -- error counter OID/value if error
  OUT  destTransportDomain       -- destination transport domain
  OUT  destTransportAddress      -- destination transport address
  OUT  outgoingMessage           -- the message to send
  OUT  outgoingMessageLength     -- its length
       )

4.2.3. Prepare Data Elements from an Incoming SNMP Message ๐Ÿ“ฆ

Next up is the primitive that unpacks an incoming SNMP message into its abstract data elements ๐Ÿงš. Same Message Processing Subsystem, different vibe.

result =                         -- SUCCESS or errorIndication
  prepareDataElements(
  IN   transportDomain           -- origin transport domain
  IN   transportAddress          -- origin transport address
  IN   wholeMsg                  -- as received from the network
  IN   wholeMsgLength            -- as received from the network
  OUT  messageProcessingModel    -- typically, SNMP version
  OUT  securityModel             -- Security Model to use
  OUT  securityName              -- on behalf of this principal
  OUT  securityLevel             -- Level of Security requested
  OUT  contextEngineID           -- data from/at this entity
  OUT  contextName               -- data from/in this context
  OUT  pduVersion                -- the version of the PDU
  OUT  PDU                       -- SNMP Protocol Data Unit
  OUT  pduType                   -- SNMP PDU type
  OUT  sendPduHandle             -- handle for matched request
  OUT  maxSizeResponseScopedPDU  -- maximum size of the Response PDU
  OUT  statusInformation         -- success or errorIndication
                                 -- error counter OID/value if error
  OUT  stateReference            -- reference to state information
                                 -- to be used for possible Response
       )

4.3. Access Control Subsystem Primitives ๐Ÿ”

Applications are the usual clients of the Access Control Subsystem's services ๐Ÿ’….

The Access Control Subsystem gives you one primitive to check whether access is allowed ๐Ÿ‘‘:

statusInformation =              -- success or errorIndication
  isAccessAllowed(
  IN   securityModel             -- Security Model in use
  IN   securityName              -- principal who wants to access
  IN   securityLevel             -- Level of Security
  IN   viewType                  -- read, write, or notify view
  IN   contextName               -- context containing variableName
  IN   variableName              -- OID for the managed object
       )

4.4. Security Subsystem Primitives ๐Ÿ”’

The Message Processing Subsystem is the one that usually calls on the Security Subsystem ๐Ÿซถ.

4.4.1. Generate a Request or Notification Message ๐Ÿ“จ

The Security Subsystem offers this primitive for building a Request or Notification message ๐Ÿ’œ:

statusInformation =
  generateRequestMsg(
  IN   messageProcessingModel    -- typically, SNMP version
  IN   globalData                -- message header, admin data
  IN   maxMessageSize            -- of the sending SNMP entity
  IN   securityModel             -- for the outgoing message
  IN   securityEngineID          -- authoritative SNMP entity
  IN   securityName              -- on behalf of this principal
  IN   securityLevel             -- Level of Security requested
  IN   scopedPDU                 -- message (plaintext) payload
  OUT  securityParameters        -- filled in by Security Module
  OUT  wholeMsg                  -- complete generated message
  OUT  wholeMsgLength            -- length of the generated message
       )

4.4.2. Process Incoming Message ๐Ÿ“ฌ

For handling an incoming message, the Security Subsystem gives you this primitive ๐Ÿ”:

statusInformation =              -- errorIndication or success
                                 -- error counter OID/value if error
  processIncomingMsg(
  IN   messageProcessingModel    -- typically, SNMP version
  IN   maxMessageSize            -- of the sending SNMP entity
  IN   securityParameters        -- for the received message
  IN   securityModel             -- for the received message
  IN   securityLevel             -- Level of Security
  IN   wholeMsg                  -- as received on the wire
  IN   wholeMsgLength            -- length as received on the wire
  OUT  securityEngineID          -- identification of the principal
  OUT  securityName              -- identification of the principal
  OUT  scopedPDU,                -- message (plaintext) payload
  OUT  maxSizeResponseScopedPDU  -- maximum size of the Response PDU
  OUT  securityStateReference    -- reference to security state
       )                         -- information, needed for response

4.4.3. Generate a Response Message ๐Ÿ“ค

When it's time to reply, the Security Subsystem uses this primitive to generate a Response message ๐ŸŒธ:

statusInformation =
  generateResponseMsg(
  IN   messageProcessingModel    -- typically, SNMP version
  IN   globalData                -- message header, admin data
  IN   maxMessageSize            -- of the sending SNMP entity
  IN   securityModel             -- for the outgoing message
  IN   securityEngineID          -- authoritative SNMP entity
  IN   securityName              -- on behalf of this principal
  IN   securityLevel             -- for the outgoing message
  IN   scopedPDU                 -- message (plaintext) payload
  IN   securityStateReference    -- reference to security state
                                 -- information from original request
  OUT  securityParameters        -- filled in by Security Module
  OUT  wholeMsg                  -- complete generated message
  OUT  wholeMsgLength            -- length of the generated message
       )

4.5. Common Primitives ๐Ÿงฉ

These primitives are shared by more than one Subsystem ๐ŸŒˆ.

4.5.1. Release State Reference Information ๐Ÿ—‘๏ธ

Any Subsystem that passes stateReference information around also has to provide a primitive that frees the memory holding that state information โœจ:

stateRelease(
  IN   stateReference       -- handle of reference to be released
       )

4.6. Scenario Diagrams ๐ŸŽฌ

4.6.1. Command Generator or Notification Originator ๐Ÿฆ‹

This diagram walks through how a Command Generator or Notification Originator application asks for a PDU to be sent, and how the response comes back to that application (asynchronously) ๐Ÿ’–.

Command           Dispatcher               Message           Security
Generator            |                     Processing           Model
|                    |                     Model                    |
|      sendPdu       |                        |                     |
|------------------->|                        |                     |
|                    | prepareOutgoingMessage |                     |
:                    |----------------------->|                     |
:                    |                        | generateRequestMsg  |
:                    |                        |-------------------->|
:                    |                        |                     |
:                    |                        |<--------------------|
:                    |                        |                     |
:                    |<-----------------------|                     |
:                    |                        |                     |
:                    |------------------+     |                     |
:                    | Send SNMP        |     |                     |
:                    | Request Message  |     |                     |
:                    | to Network       |     |                     |
:                    |                  v     |                     |
:                    :                  :     :                     :
:                    :                  :     :                     :
:                    :                  :     :                     :
:                    |                  |     |                     |
:                    | Receive SNMP     |     |                     |
:                    | Response Message |     |                     |
:                    | from Network     |     |                     |
:                    |<-----------------+     |                     |
:                    |                        |                     |
:                    |   prepareDataElements  |                     |
:                    |----------------------->|                     |
:                    |                        | processIncomingMsg  |
:                    |                        |-------------------->|
:                    |                        |                     |
:                    |                        |<--------------------|
:                    |                        |                     |
:                    |<-----------------------|                     |
| processResponsePdu |                        |                     |
|<-------------------|                        |                     |
|                    |                        |                     |

4.6.2. Scenario Diagram for a Command Responder Application โœจ

okay so this diagram is giving main character energy ๐Ÿ’…. It shows how a Command Responder or Notification Receiver app signs up for handling a pduType ๐ŸŽ€, how a PDU gets dispatched to that app once an SNMP message comes in ๐Ÿ“จ, and how the Response gets sent back to the network (asynchronously, bestie) ๐Ÿฆ‹.

   Command               Dispatcher            Message          Security
   Responder                 |                 Processing          Model
   |                         |                 Model                   |
   |                         |                    |                    |
   | registerContextEngineID |                    |                    |
   |------------------------>|                    |                    |
   |<------------------------|              |     |                    |
   |                         | Receive SNMP |     |                    |
   :                         | Message      |     |                    |
   :                         | from Network |     |                    |
   :                         |<-------------+     |                    |
   :                         |                    |                    |
   :                         |prepareDataElements |                    |
   :                         |------------------->|                    |
   :                         |                    | processIncomingMsg |
   :                         |                    |------------------->|
   :                         |                    |                    |
   :                         |                    |<-------------------|
   :                         |                    |                    |
   :                         |<-------------------|                    |
   |     processPdu          |                    |                    |
   |<------------------------|                    |                    |
   |                         |                    |                    |
   :                         :                    :                    :
   :                         :                    :                    :
   |    returnResponsePdu    |                    |                    |
   |------------------------>|                    |                    |
   :                         | prepareResponseMsg |                    |
   :                         |------------------->|                    |
   :                         |                    |generateResponseMsg |
   :                         |                    |------------------->|
   :                         |                    |                    |
   :                         |                    |<-------------------|
   :                         |                    |                    |
   :                         |<-------------------|                    |
   :                         |                    |                    |
   :                         |--------------+     |                    |
   :                         | Send SNMP    |     |                    |
   :                         | Message      |     |                    |
   :                         | to Network   |     |                    |
   :                         |              v     |                    |

5. Managed Object Definitions for SNMP Management Frameworks โœจ

okay now the good stuff ๐Ÿงš. This is the SNMP-FRAMEWORK-MIB module, the MIB that defines the managed objects for the SNMP Management Architecture. It's literally where the textual conventions live, so the shapes of things like engine IDs and security model values are spelled out here ๐Ÿ’œ.

   SNMP-FRAMEWORK-MIB DEFINITIONS ::= BEGIN

   IMPORTS
       MODULE-IDENTITY, OBJECT-TYPE,
       OBJECT-IDENTITY,
       snmpModules                           FROM SNMPv2-SMI
       TEXTUAL-CONVENTION                    FROM SNMPv2-TC
       MODULE-COMPLIANCE, OBJECT-GROUP       FROM SNMPv2-CONF;

   snmpFrameworkMIB MODULE-IDENTITY
       LAST-UPDATED "9711200000Z"            -- 20 November 1997
       ORGANIZATION "SNMPv3 Working Group"
       CONTACT-INFO "WG-email:   snmpv3@tis.com
                     Subscribe:  majordomo@tis.com
                                 In message body:  subscribe snmpv3

                     Chair:      Russ Mundy
                                 Trusted Information Systems
                     postal:     3060 Washington Rd
                                 Glenwood MD 21738
                                 USA
                     email:      mundy@tis.com
                     phone:      +1 301-854-6889

                     Co-editor   Dave Harrington
                                 Cabletron Systems, Inc.
                     postal:     Post Office Box 5005
                                 Mail Stop: Durham
                                 35 Industrial Way
                                 Rochester, NH 03867-5005
                                 USA
                     email:      dbh@ctron.com
                     phone:      +1 603-337-7357

                     Co-editor   Randy Presuhn
                                 BMC Software, Inc.
                     postal:     1190 Saratoga Avenue
                                 Suite 130
                                 San Jose, CA 95129
                                 USA
                     email:      rpresuhn@bmc.com
                     phone:      +1 408-556-0720

                     Co-editor:  Bert Wijnen
                                 IBM T.J. Watson Research
                     postal:     Schagen 33

                                 3461 GL Linschoten
                                 Netherlands
                     email:      wijnen@vnet.ibm.com
                     phone:      +31 348-432-794
                    "
       DESCRIPTION  "The SNMP Management Architecture MIB"
       ::= { snmpModules 10 }

   -- Textual Conventions used in the SNMP Management Architecture ***

   SnmpEngineID ::= TEXTUAL-CONVENTION
       STATUS       current
       DESCRIPTION "An SNMP engine's administratively-unique identifier.

                    The value for this object may not be all zeros or
                    all 'ff'H or the empty (zero length) string.

                    The initial value for this object may be configured
                    via an operator console entry or via an algorithmic
                    function.  In the latter case, the following
                    example algorithm is recommended.

                    In cases where there are multiple engines on the
                    same system, the use of this algorithm is NOT
                    appropriate, as it would result in all of those
                    engines ending up with the same ID value.

                    1) The very first bit is used to indicate how the
                       rest of the data is composed.

                       0 - as defined by enterprise using former methods
                           that existed before SNMPv3. See item 2 below.

                       1 - as defined by this architecture, see item 3
                           below.

                       Note that this allows existing uses of the
                       engineID (also known as AgentID [RFC1910]) to
                       co-exist with any new uses.

                    2) The snmpEngineID has a length of 12 octets.

                       The first four octets are set to the binary
                       equivalent of the agent's SNMP management
                       private enterprise number as assigned by the
                       Internet Assigned Numbers Authority (IANA).
                       For example, if Acme Networks has been assigned
                       { enterprises 696 }, the first four octets would
                       be assigned '000002b8'H.

                       The remaining eight octets are determined via
                       one or more enterprise-specific methods. Such
                       methods must be designed so as to maximize the
                       possibility that the value of this object will
                       be unique in the agent's administrative domain.
                       For example, it may be the IP address of the SNMP
                       entity, or the MAC address of one of the
                       interfaces, with each address suitably padded
                       with random octets.  If multiple methods are
                       defined, then it is recommended that the first
                       octet indicate the method being used and the
                       remaining octets be a function of the method.

                    3) The length of the octet strings varies.

                       The first four octets are set to the binary
                       equivalent of the agent's SNMP management
                       private enterprise number as assigned by the
                       Internet Assigned Numbers Authority (IANA).
                       For example, if Acme Networks has been assigned
                       { enterprises 696 }, the first four octets would
                       be assigned '000002b8'H.

                       The very first bit is set to 1. For example, the
                       above value for Acme Networks now changes to be
                       '800002b8'H.

                       The fifth octet indicates how the rest (6th and
                       following octets) are formatted. The values for
                       the fifth octet are:

                         0     - reserved, unused.

                         1     - IPv4 address (4 octets)
                                 lowest non-special IP address

                         2     - IPv6 address (16 octets)
                                 lowest non-special IP address

                         3     - MAC address (6 octets)
                                 lowest IEEE MAC address, canonical
                                 order

                         4     - Text, administratively assigned
                                 Maximum remaining length 27

                         5     - Octets, administratively assigned
                                 Maximum remaining length 27

                         6-127 - reserved, unused

                       127-255 - as defined by the enterprise
                                 Maximum remaining length 27
                   "
       SYNTAX       OCTET STRING (SIZE(1..32))

   SnmpSecurityModel ::= TEXTUAL-CONVENTION
       STATUS       current
       DESCRIPTION "An identifier that uniquely identifies a
                    securityModel of the Security Subsystem within the
                    SNMP Management Architecture.

                    The values for securityModel are allocated as
                    follows:

                    - The zero value is reserved.
                    - Values between 1 and 255, inclusive, are reserved
                      for standards-track Security Models and are
                      managed by the Internet Assigned Numbers Authority
                      (IANA).
                    - Values greater than 255 are allocated to
                      enterprise-specific Security Models.  An
                      enterprise-specific securityModel value is defined
                      to be:

                      enterpriseID * 256 + security model within
                      enterprise

                      For example, the fourth Security Model defined by
                      the enterprise whose enterpriseID is 1 would be
                      260.

                    This scheme for allocation of securityModel
                    values allows for a maximum of 255 standards-
                    based Security Models, and for a maximum of
                    255 Security Models per enterprise.

Okay bestie, we're still inside the SnmpSecurityModel textual convention, so let's pick up right where it left off ๐Ÿ’–

                    It is believed that the assignment of new
                    securityModel values will be rare in practice
                    because the larger the number of simultaneously
                    utilized Security Models, the larger the
                    chance that interoperability will suffer.
                    Consequently, it is believed that such a range
                    will be sufficient.  In the unlikely event that
                    the standards committee finds this number to be
                    insufficient over time, an enterprise number
                    can be allocated to obtain an additional 255
                    possible values.

                    Note that the most significant bit must be zero;
                    hence, there are 23 bits allocated for various
                    organizations to design and define non-standard
                    securityModels.  This limits the ability to
                    define new proprietary implementations of Security
                    Models to the first 8,388,608 enterprises.

                    It is worthwhile to note that, in its encoded
                    form, the securityModel value will normally
                    require only a single byte since, in practice,
                    the leftmost bits will be zero for most messages
                    and sign extension is suppressed by the encoding
                    rules.

                    As of this writing, there are several values
                    of securityModel defined for use with SNMP or
                    reserved for use with supporting MIB objects.
                    They are as follows:

                        0  reserved for 'any'
                        1  reserved for SNMPv1
                        2  reserved for SNMPv2c
                        3  User-Based Security Model (USM)
                   "
       SYNTAX       INTEGER(0..2147483647)

   SnmpMessageProcessingModel ::= TEXTUAL-CONVENTION
       STATUS       current
       DESCRIPTION "An identifier that uniquely identifies a Message
                    Processing Model of the Message Processing
                    Subsystem within a SNMP Management Architecture.

                    The values for messageProcessingModel are
                    allocated as follows:

                    - Values between 0 and 255, inclusive, are
                      reserved for standards-track Message Processing
                      Models and are managed by the Internet Assigned
                      Numbers Authority (IANA).
                    - Values greater than 255 are allocated to
                      enterprise-specific Message Processing Models.
                      An enterprise messageProcessingModel value is
                      defined to be:

                      enterpriseID * 256 +
                           messageProcessingModel within enterprise

                      For example, the fourth Message Processing Model
                      defined by the enterprise whose enterpriseID
                      is 1 would be 260.

                    This scheme for allocation of securityModel
                    values allows for a maximum of 255 standards-
                    based Message Processing Models, and for a
                    maximum of 255 Message Processing Models per
                    enterprise.

                    It is believed that the assignment of new
                    messageProcessingModel values will be rare
                    in practice because the larger the number of
                    simultaneously utilized Message Processing Models,
                    the larger the chance that interoperability
                    will suffer. It is believed that such a range
                    will be sufficient.  In the unlikely event that
                    the standards committee finds this number to be
                    insufficient over time, an enterprise number
                    can be allocated to obtain an additional 256
                    possible values.

                    Note that the most significant bit must be zero;
                    hence, there are 23 bits allocated for various
                    organizations to design and define non-standard
                    messageProcessingModels.  This limits the ability
                    to define new proprietary implementations of
                    Message Processing Models to the first 8,388,608
                    enterprises.

                    It is worthwhile to note that, in its encoded
                    form, the securityModel value will normally
                    require only a single byte since, in practice,
                    the leftmost bits will be zero for most messages
                    and sign extension is suppressed by the encoding
                    rules.

                    As of this writing, there are several values of
                    messageProcessingModel defined for use with SNMP.
                    They are as follows:

                        0  reserved for SNMPv1
                        1  reserved for SNMPv2c
                        2  reserved for SNMPv2u and SNMPv2*
                        3  reserved for SNMPv3

                   "
       SYNTAX       INTEGER(0..2147483647)

   SnmpSecurityLevel ::= TEXTUAL-CONVENTION
       STATUS       current
       DESCRIPTION "A Level of Security at which SNMP messages can be
                    sent or with which operations are being processed;
                    in particular, one of:

                      noAuthNoPriv - without authentication and
                                     without privacy,
                      authNoPriv   - with authentication but
                                     without privacy,
                      authPriv     - with authentication and
                                     with privacy.

                    These three values are ordered such that
                    noAuthNoPriv is less than authNoPriv and
                    authNoPriv is less than authPriv.
                   "
       SYNTAX       INTEGER { noAuthNoPriv(1),
                              authNoPriv(2),
                              authPriv(3)
                            }

   SnmpAdminString ::= TEXTUAL-CONVENTION
       DISPLAY-HINT "255a"
       STATUS       current
       DESCRIPTION "An octet string containing administrative
                    information, preferably in human-readable form.

                    To facilitate internationalization, this
                    information is represented using the ISO/IEC
                    IS 10646-1 character set, encoded as an octet
                    string using the UTF-8 transformation format
                    described in [RFC2044].

                    Since additional code points are added by
                    amendments to the 10646 standard from time
                    to time, implementations must be prepared to
                    encounter any code point from 0x00000000 to
                    0x7fffffff.

                    The use of control codes should be avoided.

                    When it is necessary to represent a newline,
                    the control code sequence CR LF should be used.

                    The use of leading or trailing white space should
                    be avoided.

                    For code points not directly supported by user
                    interface hardware or software, an alternative
                    means of entry and display, such as hexadecimal,
                    may be provided.

                    For information encoded in 7-bit US-ASCII,
                    the UTF-8 encoding is identical to the
                    US-ASCII encoding.

                    Note that when this TC is used for an object that
                    is used or envisioned to be used as an index, then
                    a SIZE restriction must be specified so that the
                    number of sub-identifiers for any object instance
                    does not exceed the limit of 128, as defined by
                    [RFC1905].
                   "
       SYNTAX       OCTET STRING (SIZE (0..255))

Now the admin assignments section, where the object identifiers get their homes ๐Ÿงš

   -- Administrative assignments ***************************************

   snmpFrameworkAdmin
       OBJECT IDENTIFIER ::= { snmpFrameworkMIB 1 }
   snmpFrameworkMIBObjects
       OBJECT IDENTIFIER ::= { snmpFrameworkMIB 2 }
   snmpFrameworkMIBConformance
       OBJECT IDENTIFIER ::= { snmpFrameworkMIB 3 }

   -- the snmpEngine Group ********************************************

   snmpEngine OBJECT IDENTIFIER ::= { snmpFrameworkMIBObjects 1 }

   snmpEngineID     OBJECT-TYPE
       SYNTAX       SnmpEngineID
       MAX-ACCESS   read-only
       STATUS       current
       DESCRIPTION "An SNMP engine's administratively-unique identifier.
                   "
       ::= { snmpEngine 1 }

   snmpEngineBoots  OBJECT-TYPE
       SYNTAX       INTEGER (1..2147483647)
       MAX-ACCESS   read-only
       STATUS       current
       DESCRIPTION "The number of times that the SNMP engine has

                    (re-)initialized itself since its initial
                    configuration.
                   "
       ::= { snmpEngine 2 }

   snmpEngineTime   OBJECT-TYPE
       SYNTAX       INTEGER (0..2147483647)
       MAX-ACCESS   read-only
       STATUS       current
       DESCRIPTION "The number of seconds since the SNMP engine last
                    incremented the snmpEngineBoots object.
                   "
       ::= { snmpEngine 3 }

   snmpEngineMaxMessageSize OBJECT-TYPE
       SYNTAX       INTEGER (484..2147483647)
       MAX-ACCESS   read-only
       STATUS       current
       DESCRIPTION "The maximum length in octets of an SNMP message
                    which this SNMP engine can send or receive and
                    process, determined as the minimum of the maximum
                    message size values supported among all of the
                    transports available to and supported by the engine.
                   "
       ::= { snmpEngine 4 }

Next up are the registration points for the auth and privacy protocols, plus the conformance bits ๐Ÿฆ‹

   -- Registration Points for Authentication and Privacy Protocols **

   snmpAuthProtocols OBJECT-IDENTITY
       STATUS        current
       DESCRIPTION  "Registration point for standards-track
                     authentication protocols used in SNMP Management
                     Frameworks.
                    "
       ::= { snmpFrameworkAdmin 1 }

   snmpPrivProtocols OBJECT-IDENTITY
       STATUS        current
       DESCRIPTION  "Registration point for standards-track privacy
                     protocols used in SNMP Management Frameworks.
                    "
       ::= { snmpFrameworkAdmin 2 }

   -- Conformance information ******************************************

   snmpFrameworkMIBCompliances
                  OBJECT IDENTIFIER ::= {snmpFrameworkMIBConformance 1}

   snmpFrameworkMIBGroups
                  OBJECT IDENTIFIER ::= {snmpFrameworkMIBConformance 2}

   -- compliance statements

   snmpFrameworkMIBCompliance MODULE-COMPLIANCE
       STATUS       current
       DESCRIPTION "The compliance statement for SNMP engines which
                    implement the SNMP Management Framework MIB.
                   "
       MODULE    -- this module
           MANDATORY-GROUPS { snmpEngineGroup }

       ::= { snmpFrameworkMIBCompliances 1 }

   -- units of conformance

   snmpEngineGroup OBJECT-GROUP
       OBJECTS {
                 snmpEngineID,
                 snmpEngineBoots,
                 snmpEngineTime,
                 snmpEngineMaxMessageSize
               }
       STATUS       current
       DESCRIPTION "A collection of objects for identifying and
                    determining the configuration and current timeliness
                    values of an SNMP engine.
                   "
       ::= { snmpFrameworkMIBGroups 1 }

   END

6. Intellectual Property ๐Ÿ’…

Okay so the IETF is not taking a side on whether any intellectual property or other rights someone claims over this tech are valid or how far they reach ๐Ÿ™ˆ. It also doesn't say it went looking for any of them. If you want the IETF's rules on rights for standards-track and standards-related docs, check out BCP-11 ๐Ÿ“š. Copies of rights claims, promised licenses, or results from trying to get a general license for implementers or users can be requested from the IETF Secretariat ๐ŸŽ€.

The IETF also invites anyone to flag copyrights, patents, patent applications, or other proprietary rights that might cover tech needed to implement this standard โœจ. Send that info to the IETF Executive Director, bestie ๐Ÿซถ.

7. Acknowledgements ๐ŸŒธ

This doc is the work of the SNMPv3 Working Group, and they deserve a huge round of applause ๐Ÿ‘ Special shoutouts go to these WG members:

  • Dave Battle (SNMP Research, Inc.)
  • Uri Blumenthal (IBM T.J. Watson Research Center)
  • Jeff Case (SNMP Research, Inc.)
  • John Curran (BBN)
  • T. Max Devlin (Hi-TECH Connections)
  • John Flick (Hewlett Packard)
  • David Harrington (Cabletron Systems Inc.)
  • N.C. Hien (IBM T.J. Watson Research Center)
  • Dave Levi (SNMP Research, Inc.)
  • Louis A Mamakos (UUNET Technologies Inc.)
  • Paul Meyer (Secure Computing Corporation)
  • Keith McCloghrie (Cisco Systems)
  • Russ Mundy (Trusted Information Systems, Inc.)
  • Bob Natale (ACE*COMM Corporation)
  • Mike O'Dell (UUNET Technologies Inc.)
  • Dave Perkins (DeskTalk)
  • Peter Polkinghorne (Brunel University)
  • Randy Presuhn (BMC Software, Inc.)
  • David Reid (SNMP Research, Inc.)
  • Shawn Routhier (Epilogue)
  • Juergen Schoenwaelder (TU Braunschweig)
  • Bob Stewart (Cisco Systems)
  • Bert Wijnen (IBM T.J. Watson Research Center)

The design is based on recommendations from the IETF Security and Administrative Framework Evolution for SNMP Advisory Team ๐Ÿงš Those people were:

  • David Harrington (Cabletron Systems Inc.)
  • Jeff Johnson (Cisco Systems)
  • David Levi (SNMP Research Inc.)
  • John Linn (Openvision)
  • Russ Mundy (Trusted Information Systems) chair
  • Shawn Routhier (Epilogue)
  • Glenn Waters (Nortel)
  • Bert Wijnen (IBM T. J. Watson Research Center)

The Advisory Team and the SNMPv3 Working Group Charter asked the design to borrow as much as practical from previous RFCs and drafts ๐Ÿ“– That's why special thanks go to the authors of the earlier designs known as SNMPv2u and SNMPv2* ๐Ÿฆ‹:

  • Jeff Case (SNMP Research, Inc.)
  • David Harrington (Cabletron Systems Inc.)
  • David Levi (SNMP Research, Inc.)
  • Keith McCloghrie (Cisco Systems)
  • Brian O'Keefe (Hewlett Packard)
  • Marshall T. Rose (Dover Beach Consulting)
  • Jon Saperia (BGS Systems Inc.)
  • Steve Waldbusser (International Network Services)
  • Glenn W. Waters (Bell-Northern Research Ltd.)

8. Security Considerations ๐Ÿ’€

Okay bestie, this section is SERIOUS ๐Ÿ˜ญ Read every line.

This doc describes how an implementation can include a Security Model to protect management messages, plus an Access Control Model to control access to management info ๐Ÿ”

How secure things are depends on which Security Model and which Access Control Model implementations you actually use ๐Ÿ›ก๏ธ

Applications can reach data that is not secured. Applications should take reasonable steps to protect that data from disclosure ๐Ÿ™ˆ

It's the purchaser's job to make sure that:

  1. an implementation follows the rules this architecture defines,
  2. the Security and Access Control Models they use meet their organization's security and access control needs,
  3. the implementations of the Models and Applications follow the model and application specs,
  4. and the implementation protects configuration secrets from accidental disclosure ๐Ÿซฃ

9. References ๐Ÿ“š

These are all the refs, with every detail kept:

  • [RFC1155] Rose, M. and K. McCloghrie, "Structure and Identification of Management Information for TCP/IP-based internets", STD 16, RFC 1155, May 1990.
  • [RFC1157] Case, J., Fedor, M., Schoffstall, M. and J. Davin, "The Simple Network Management Protocol", STD 15, RFC 1157, May 1990.
  • [RFC1212] Rose, M. and K. McCloghrie, "Concise MIB Definitions", STD 16, RFC 1212, March 1991.
  • [RFC1901] Case, J., McCloghrie, K., Rose, M. and S. Waldbusser, "Introduction to Community-based SNMPv2", RFC 1901, January 1996.
  • [RFC1902] Case, J., McCloghrie, K., Rose, M. and S. Waldbusser, "Structure of Management Information for Version 2 of the Simple Network Management Protocol (SNMPv2)", RFC 1902, January 1996.
  • [RFC1905] Case, J., McCloghrie, K., Rose, M. and S. Waldbusser, "Protocol Operations for Version 2 of the Simple Network Management Protocol (SNMPv2)", RFC 1905, January 1996.
  • [RFC1906] Case, J., McCloghrie, K., Rose, M. and S. Waldbusser, "Transport Mappings for Version 2 of the Simple Network Management Protocol (SNMPv2)", RFC 1906, January 1996.
  • [RFC1907] Case, J., McCloghrie, K., Rose, M. and S. Waldbusser, "Management Information Base for Version 2 of the Simple Network Management Protocol (SNMPv2)", RFC 1907 January 1996.
  • [RFC1908] Case, J., McCloghrie, K., Rose, M. and S. Waldbusser, "Coexistence between Version 1 and Version 2 of the Internet-standard Network Management Framework", RFC 1908, January 1996.
  • [RFC1909] McCloghrie, K., Editor, "An Administrative Infrastructure for SNMPv2", RFC 1909, February 1996.
  • [RFC1910] Waters, G., Editor, "User-based Security Model for SNMPv2", RFC 1910, February 1996.
  • [RFC2028] Hovey, R. and S. Bradner, "The Organizations Involved in the IETF Standards Process", BCP 11, RFC 2028, October 1996.
  • [RFC2044] Yergeau, F., "UTF-8, a transformation format of Unicode and ISO 10646", RFC 2044, October 1996.
  • [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997.
  • [RFC2272] Case, J., Harrington, D., Presuhn, R., and B. Wijnen, "Message Processing and Dispatching for the Simple Network Management Protocol (SNMP)", RFC 2272, January 1998.
  • [RFC2274] Blumenthal, U., and B. Wijnen, "The User-Based Security Model for Version 3 of the Simple Network Management Protocol (SNMPv3)", RFC 2274, January 1998.
  • [RFC2275] Wijnen, B., Presuhn, R., and K. McCloghrie, "View-based Access Control Model for the Simple Network Management Protocol (SNMP)", RFC 2275, January 1998.
  • [RFC2273] Levi, D., Meyer, P., and B. Stewart, "SNMPv3 Applications", RFC 2273, January 1998.

10. Editors' Addresses ๐ŸŽ€

Here are the editors' contact details, copied exactly so you can reach them ๐Ÿ’Œ

Bert Wijnen
IBM T.J. Watson Research
Schagen 33
3461 GL Linschoten
Netherlands

Phone:      +31 348-432-794
EMail:      wijnen@vnet.ibm.com
Dave Harrington
Cabletron Systems, Inc
Post Office Box 5005
Mail Stop: Durham
35 Industrial Way
Rochester, NH 03867-5005
USA

Phone:      +1 603-337-7357
EMail:      dbh@ctron.com
Randy Presuhn
BMC Software, Inc.
1190 Saratoga Avenue
Suite 130
San Jose, CA 95129
USA

Phone:      +1 408-556-0720
EMail:      rpresuhn@bmc.com

A. Guidelines for Model Designers ๐Ÿงš

APPENDIX A ๐ŸŒˆ

This appendix gives guidelines for designers of models that are supposed to fit into the architecture defined in this doc โœจ

SNMPv1 and SNMPv2c are two SNMP frameworks that use communities for trivial authentication and access control ๐Ÿ“ SNMPv1 and SNMPv2c Frameworks can coexist with Frameworks designed according to this architecture. Modified versions of them could be designed to meet this architecture's requirements, but this doc does not give guidelines for that coexistence ๐Ÿ™ˆ

Within any subsystem model, there should be no reference to any specific model of another subsystem, or to data defined by a specific model of another subsystem ๐Ÿšซ

Data moving between subsystems is deliberately described as a fixed set of abstract data elements and primitive functions. Those can be overloaded to meet the needs of multiple model definitions ๐Ÿ’œ

Documents that define models for this architecture SHOULD use the standard primitives between subsystems, and they MAY define specific mechanisms for turning the abstract data elements into formats the model can use. This rule exists so subsystem and model docs can be written around the shared borders of the subsystem and model. Vendors don't have to respect those borders in their own implementations ๐Ÿซถ

The architecture defines certain standard services to be provided between subsystems, and it defines abstract service interfaces to request those services ๐Ÿฆ‹

Each model definition for a subsystem SHOULD support the standard service interfaces. Whether it does, how it does, or how well it does is up to the model definition ๐ŸŒธ

A.1. Security Model Design Requirements ๐Ÿ”

A.1.1. Threats ๐Ÿ’…

A document describing a Security Model MUST describe how the model protects against the threats described under "Security Requirements of this Architecture", section 1.4. โญ

A.1.2. Security Processing ๐Ÿ”โœจ

Okay bestie, every received message MUST be validated by a Model of the Security Subsystem ๐Ÿ›ก๏ธ. That validation includes authentication and privacy processing if it's needed, but it's explicitly allowed to send messages that don't need authentication or privacy ๐Ÿ’….

A received message carries a specified securityLevel that gets used during processing. Any message that requires privacy MUST also require authentication ๐Ÿ”’, no exceptions, periodt.

A Security Model spells out the rules for how authentication and privacy get done ๐Ÿง. A model can add extra security features too, but its definition is constrained to using (possibly a subset of) the abstract data elements defined in this document for passing data between subsystems ๐ŸŽ€.

Each Security Model can allow multiple security protocols to run concurrently inside one implementation of the model ๐ŸŒˆ. Each Security Model defines how to pick which protocol to use, based on the securityLevel and the security parameters relevant to the message. Each Security Model, together with its associated protocol(s), defines how the sending and receiving entities get identified, and how secrets get configured ๐Ÿ—๏ธ.

Authentication and Privacy protocols supported by Security Models are uniquely identified using Object Identifiers ๐Ÿ†”. IETF standard protocols for authentication or privacy should have an identifier defined within the snmpAuthProtocols or the snmpPrivProtocols subtrees. Enterprise specific protocol identifiers should be defined within the enterprise subtree.

For privacy, the Security Model defines what portion of the message is encrypted ๐Ÿ™ˆ.

The persistent data used for security should be SNMP-manageable, but the Security Model defines whether an instantiation of the MIB is a conformance requirement ๐Ÿ“‹.

Security Models are replaceable within the Security Subsystem ๐Ÿ”„. Multiple Security Model implementations may exist concurrently within an SNMP engine. The number of Security Models defined by the SNMP community should remain small to promote interoperability ๐Ÿซถ.

A.1.3. Validate the security-stamp in a received message โœ…

A Message Processing Model requests that a Security Model:

  • verifies that the message has not been altered,
  • authenticates the identification of the principal for whom the message was generated.
  • decrypts the message if it was encrypted.

Additional requirements may be defined by the model, and additional services may be provided by the model, but the model is constrained to use the following primitives for transferring data between subsystems. Implementations are not so constrained ๐Ÿงฉ.

A Message Processing Model uses the processMsg primitive as described in section 4.5 ๐Ÿš€.

A.1.4. Security MIBs ๐Ÿ“š

Each Security Model defines the MIB module(s) required for security processing, including any MIB module(s) required for the security protocol(s) supported. The MIB module(s) SHOULD be defined concurrently with the procedures which use the MIB module(s). The MIB module(s) are subject to normal access control rules ๐Ÿšช.

The mapping between the model-dependent security ID and the securityName MUST be able to be determined using SNMP, if the model-dependent MIB is instantiated and if access control policy allows access ๐Ÿ”.

A.1.5. Cached Security Data ๐Ÿ—„๏ธ

For each message received, the Security Model caches the state information such that a Response message can be generated using the same security information, even if the Local Configuration Datastore is altered between the time of the incoming request and the outgoing response โณ.

A Message Processing Model has the responsibility for explicitly releasing the cached data if such data is no longer needed. To enable this, an abstract securityStateReference data element is passed from the Security Model to the Message Processing Model ๐ŸŽ.

The cached security data may be implicitly released via the generation of a response, or explicitly released by using the stateRelease primitive, as described in section 4.1 ๐Ÿงน.

A.2. Message Processing Model Design Requirements ๐Ÿ“จ

An SNMP engine contains a Message Processing Subsystem which may contain multiple Message Processing Models ๐Ÿ—๏ธ.

The Message Processing Model MUST always (conceptually) pass the complete PDU, i.e., it never forwards less than the complete list of varBinds ๐Ÿ’ฏ.

A.2.1. Receiving an SNMP Message from the Network ๐Ÿ“ฅ

Upon receipt of a message from the network, the Dispatcher in the SNMP engine determines the version of the SNMP message and interacts with the corresponding Message Processing Model to determine the abstract data elements.

A Message Processing Model specifies the SNMP Message format it supports and describes how to determine the values of the abstract data elements (like msgID, msgMaxSize, msgFlags, msgSecurityParameters, securityModel, securityLevel etc). A Message Processing Model interacts with a Security Model to provide security processing for the message using the processMsg primitive, as described in section 4.5 ๐Ÿ”.

A.2.2. Sending an SNMP Message to the Network ๐Ÿ“ค

The Dispatcher in the SNMP engine interacts with a Message Processing Model to prepare an outgoing message. For that it uses the following primitives:

  • for requests and notifications: prepareOutgoingMessage, as described in section 4.4
  • for response messages: prepareResponseMessage, as described in section 4.4

A Message Processing Model, when preparing an Outgoing SNMP Message, interacts with a Security Model to secure the message. For that it uses the following primitives:

  • for requests and notifications: generateRequestMsg, as described in section 4.5.
  • for response messages: generateResponseMsg as described in section 4.5.

Once the SNMP message is prepared by a Message Processing Model, the Dispatcher sends the message to the desired address using the appropriate transport ๐ŸŽ‰.

A.3. Application Design Requirements ๐Ÿง‘โ€๐Ÿ’ป

Within an application, there may be an explicit binding to a specific SNMP message version, i.e., a specific Message Processing Model, and to a specific Access Control Model, but there should be no reference to any data defined by a specific Message Processing Model or Access Control Model ๐ŸŽ€.

Within an application, there should be no reference to any specific Security Model, or any data defined by a specific Security Model ๐Ÿ™…โ€โ™€๏ธ.

An application determines whether explicit or implicit access control should be applied to the operation, and, if access control is needed, which Access Control Model should be used ๐Ÿ”‘.

An application has the responsibility to define any MIB module(s) used to provide application-specific services ๐Ÿง .

Applications interact with the SNMP engine to initiate messages, receive responses, receive asynchronous messages, and send responses ๐Ÿ’ฌ.

A.3.1. Applications that Initiate Messages ๐Ÿš€

Applications may request that the SNMP engine send messages containing SNMP commands or notifications using the sendPdu primitive as described in section 4.2.

If it is desired that a message be sent to multiple targets, it is the responsibility of the application to provide the iteration ๐Ÿ”.

The SNMP engine assumes necessary access control has been applied to the PDU, and provides no access control services.

The SNMP engine looks at the "expectResponse" parameter, and if a response is expected, then the appropriate information is cached such that a later response can be associated to this message, and can then be returned to the application. A sendPduHandle is returned to the application so it can later match the response with this message as well ๐Ÿงพ.

A.3.2. Applications that Receive Responses ๐Ÿ“ฌ

The SNMP engine matches the incoming response messages to outstanding messages sent by this SNMP engine, and forwards the response to the associated application using the processResponsePdu primitive, as described in section 4.2 ๐Ÿ’Œ.

A.3.3. Applications that Receive Asynchronous Messages ๐Ÿ“ฉ

When an SNMP engine receives a message that is not the response to a request from this SNMP engine, it must determine to which application the message should be given ๐Ÿ•ต๏ธโ€โ™€๏ธ.

An Application that wishes to receive asynchronous messages registers itself with the engine using the primitive registerContextEngineID as described in section 4.2 ๐Ÿ“.

An Application that wishes to stop receiving asynchronous messages should unregister itself with the SNMP engine using the primitive unregisterContextEngineID as described in section 4.2.

Only one registration per combination of PDU type and contextEngineID is permitted at the same time. Duplicate registrations are ignored. An errorIndication will be returned to the application that attempts to duplicate a registration โš ๏ธ.

All asynchronously received messages containing a registered combination of PDU type and contextEngineID are sent to the application which registered to support that combination ๐Ÿ’–.

The engine forwards the PDU to the registered application, using the processPdu primitive, as described in section 4.2 โœจ.

A.3.4. Applications that Send Responses ๐Ÿ’Œ

Request operations require responses. An application sends a response via the returnResponsePdu primitive, as described in section 4.2 ๐ŸŽ€.

The contextEngineID, contextName, securityModel, securityName, securityLevel, and stateReference parameters are from the initial processPdu primitive. The PDU and statusInformation are the results of processing ๐Ÿ“ฆ.

A.4. Access Control Model Design Requirements ๐Ÿ”‘

An Access Control Model determines whether the specified securityName is allowed to perform the requested operation on a specified managed object. The Access Control Model specifies the rules by which access control is determined ๐Ÿšง.

The persistent data used for access control should be manageable using SNMP, but the Access Control Model defines whether an instantiation of the MIB is a conformance requirement ๐Ÿ“’.

The Access Control Model must provide the primitive isAccessAllowed ๐Ÿ.


Copyright (C) The Internet Society (1998). All Rights Reserved.

This document and translations of it may be copied and furnished to others, and derivative works that comment on or otherwise explain it or assist in its implementation may be prepared, copied, published and distributed, in whole or in part, without restriction of any kind, provided that the above copyright notice and this paragraph are included on all such copies and derivative works. However, this document itself may not be modified in any way, such as by removing the copyright notice or references to the Internet Society or other Internet organizations, except as needed for the purpose of developing Internet standards in which case the procedures for copyrights defined in the Internet Standards process must be followed, or as required to translate it into languages other than English.

The limited permissions granted above are perpetual and will not be revoked by the Internet Society or its successors or assigns.

This document and the information contained herein is provided on an "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE ๐Ÿฆ‹๐ŸŒธ

๐Ÿ“ฆ where this page comes from